Lauren D. Carroll
Professional summary
Lauren D Carroll, who also goes by Lauren Danielle Bosco, is a registered financial professional currently at GLMX TECHNOLOGIES, LLC located in New York, New York.
Lauren is registered as a RR (Registered Representative) and started their career in finance in 2012. Lauren has worked at 3 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lauren D Carroll's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2020 - Present
GLMX TECHNOLOGIES, LLC
Office #1: 666 3rd Avenue 32nd Fl, New York, NY, 10017September 24, 2015 - November 23, 2020
LIQUIDITYEDGE, LLC
September 6, 2012 - September 30, 2015
BROKERTEC AMERICAS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GLMX TECHNOLOGIES, LLC
CRD#: 289301 / SEC#: , 8-69987
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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