BR
Brian Ruht
SANTANDER SECURITIES
Wilmington, DE 19801
Some features on this profile are disabled
CRD#: 5459005
BR
Brian RuhtSANTANDER SECURITIES
Professional summary
Brian Ruht, who also goes by Brian Andrew Ruht, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Wilmington, Delaware.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Brian has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Brian Andrew Ruht
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Ruht's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Ruht's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2017 - Present
SANTANDER SECURITIES LLC
Office #1: 824 North Market Street, Wilmington, DE 19801Office #2: 2 East 10th Street, Marcus Hook, PA 19061Office #3: 1001 Gap-newport Pike, Avondale, PA 19311Office #4: 130 North Eagle Road, Havertown, PA 19083Office #5: 44 East Lancaster Avenue, Ardmore, PA 19003Office #6: 44 North Bryn Mawr Avenue, Bryn Mawr, PA 19010Office #7: 5300 Baltimore Pike, Clifton Heights, PA 19018Office #8: 116 West Township Line Road, Havertown, PA 19083Office #9: 1917 Macdade Boulevard, Folsom, PA 19033Office #10: 1616 Walnut Street, Philadelphia, PA 19103Office #11: 1101 Market Street, Philadelphia, PA 19107Office #12: 2000 Market Street, Philadelphia, PA 19103Office #13: 125 South Providence Road, Media, PA 19063Office #14: 800 Town Centre Drive, Glen Mills, PA 19342Office #15: 3001 West Chester Pike, Broomall, PA 19008Office #16: 2701 South 10th Street, Philadelphia, PA 19148Office #17: 115 Chester Avenue, Yeadon, PA 19050RIA
BD
CRD#: 41791
Wilmington, DE
Current
July 31, 2017 - Present
SANTANDER SECURITIES LLC
Office #1: 824 North Market Street, Wilmington, DE 19801Office #2: 2 East 10th Street, Marcus Hook, PA 19061Office #3: 1001 Gap-newport Pike, Avondale, PA 19311Office #4: 130 North Eagle Road, Havertown, PA 19083Office #5: 44 East Lancaster Avenue, Ardmore, PA 19003Office #6: 44 North Bryn Mawr Avenue, Bryn Mawr, PA 19010Office #7: 5300 Baltimore Pike, Clifton Heights, PA 19018Office #8: 116 West Township Line Road, Havertown, PA 19083Office #9: 1917 Macdade Boulevard, Folsom, PA 19033Office #10: 1616 Walnut Street, Philadelphia, PA 19103Office #11: 1101 Market Street, Philadelphia, PA 19107Office #12: 2000 Market Street, Philadelphia, PA 19103Office #13: 125 South Providence Road, Media, PA 19063Office #14: 800 Town Centre Drive, Glen Mills, PA 19342Office #15: 3001 West Chester Pike, Broomall, PA 19008Office #16: 2701 South 10th Street, Philadelphia, PA 19148Office #17: 115 Chester Avenue, Yeadon, PA 19050RIA
BD
CRD#: 41791
Wilmington, DE
Past
February 25, 2016 - July 10, 2017
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
YEADON, PA
Past
February 24, 2015 - July 10, 2017
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
YEADON, PA
Past
October 20, 2011 - November 11, 2014
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
OXFORD, PA
Past
February 22, 2011 - October 7, 2011
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
BETHLEHEM, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES | SANTANDER PRIVATE BANKING | SANTANDER PRIVATE BANK
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(4/21/2025)
RR
Delaware(2/21/2018)
IAR
Delaware(11/15/2023)
RR
Florida(5/11/2018)
RR
Georgia(1/6/2026)
RR
Maryland(5/29/2019)
RR
New Jersey(9/8/2017)
RR
New York(6/1/2018)
RR
Pennsylvania(7/31/2017)
IAR
Pennsylvania(7/31/2017)
RR
Rhode Island(1/26/2022)
RR
South Carolina(4/21/2025)
RR
Texas(4/14/2025)
RR
Virginia(7/18/2019)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6
Passed: 2/21/2011
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES | SANTANDER PRIVATE BANKING | SANTANDER PRIVATE BANK
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Loading...
Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
449
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| AGUILA, ALFREDO LUIS | DIRECTOR | 4341342 |
| BERMUDEZ VALDES, LUIS JAVIER | DIRECTOR | 6352955 |
| BOWLER, DANIEL P | HEAD OF FINANCE & ACCOUNTING | 5354805 |
| BROGAN, GREGORY | HEAD OF INVESTMENT OPERATIONS | 6694296 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| DE DIEGO, VICTOR | DIRECTOR | 8274098 |
| FRANCO-ESPINOSA, ELOINA MARIA | DIRECTOR | 8276729 |
| GREGORATTI, NICCOLO | PRESIDENT & CEO | 7820683 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| PREBLE, MATTHEW T | HEAD OF RETAIL INVESTMENT | 6694411 |
| SIMON, BART IVAN | DIRECTOR | 8325693 |
Regulatory assets under management
| Total Number of Accounts | 11,152 |
| AUM (Assets Under Management) | $ 3,140,983,898 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
