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AS

Alex Joseph Sadowski

CRD# 5458523·Registered 2008 - 2021
Previously Registered: Being a previously registered professional could mean that Alex is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alex Joseph Sadowski, who also goes by Alex J Sadowski, was a registered financial advisor. Alex was a previously registered financial professional and started their career in finance 2008 - 2021. Alex had worked at 8 firms and has passed the SIE and Series 14A exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alex J Sadowski

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

INTELLIGENT CROSS LLC·CRD# 288946
BD
Stamford, CT
January 14, 2019 - April 1, 2021
JANE STREET OPTIONS, LLC·CRD# 134159
BD
New York, NY
October 3, 2017 - January 9, 2018
JANE STREET EXECUTION SERVICES, LLC·CRD# 167280
BD
New York, NY
October 3, 2017 - January 9, 2018
JANE STREET CAPITAL, LLC·CRD# 103782
BD
New York, NY
October 3, 2017 - January 9, 2018
VIRTU AMERICAS LLC·CRD# 149823
BD
New York, NY
July 1, 2013 - August 15, 2017
GETCO EXECUTION SERVICES LLC·CRD# 145021
BD
Chicago, IL
January 18, 2011 - June 11, 2014
GETCO SECURITIES, LLC·CRD# 151233
BD
Chicago, IL
March 30, 2010 - September 24, 2013
OCTEG, LLC·CRD# 117429
BD
New York, NY
April 22, 2008 - June 11, 2014

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Current Firm

IC
INTELLIGENT CROSS LLC

INTELLIGENT CROSS LLC | XIMPACT CROSS, LLC

CRD#: 288946 / SEC#: 8-69970
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902

Mailing Address

Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902

Phone Number

(212) 621-9640

Established

Delaware since 11/16/2016

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
IMPERATIVE EXECUTION INC.SOLE MEMBER—
CROSS, ANNAFINANCIAL AND OPERATIONS PRINCIPAL5894013
KURSMAN, SCOTT CHARLESCHIEF COMPLIANCE OFFICER2590327
PALAZZO, JOHN MICHAELCEO, CO-COO1362228
PENA, PETER JONATHANHEAD OF TRADING OPERATIONS6847261

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2018About the SIE exam

Series 14A — Compliance Official Specialist Exam

Passed Feb 2010

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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