Thomas C. Mclean

ALTRUIST WEALTH MANAGEMENT

CHARLOTTE, NC

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CRD#: 5458123

Professional summary

Thomas Carson Mclean, CFP®, who also goes by Carson Mclean, is a registered financial advisor currently at ALTRUIST WEALTH MANAGEMENT located in Charlotte, North Carolina.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Thomas has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carson Mclean

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Thomas McLean is President of Frank McLean Forever LLC, a nonprofit with a mission to advance SUDC (Sudden Unexplained Death in Childhood) awareness and research, bereaved family support, and other services. This can create a conflict of interest in that Thomas McLean may solicit and/or engage Clients of AWM to donate to this nonprofit. This conflict is mitigated in that clients are not obligated to make a donation. Thomas McLean devotes approximately five hours per month to this nonprofit, none of which occur during trading hours. The address of this nonprofit is 1516 The Plaza, Charlotte, NC 28295. Thomas McLean started this position in November 2019 and his duties include coordinating and running two major fundraising events, distribute grants, and occasionally support peers who have lost a child. Thomas McLean is a Board Member of the SUDC Foundation, which focuses on raising awareness of Sudden Unexplained Death in Childhood (SUDC), providing education, offering comprehensive family support services, and funding research grants to advance understanding and prevention of SUDC. This can create a conflict of interest in that Thomas McLean may solicit and/or engage Clients of AWM to donate to this nonprofit. This conflict is mitigated in that clients are not obligated to make a donation. Thomas McLean devotes approximately five hours per month to this nonprofit, one of which occurs during trading hours. The address is 101 Eisenhower Parkway, Suite 300, Roseland, NJ 07068. Thomas McLean started this position in August 2020 and his duties include serving on the Development Committee and the Finance Endowment Committee.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Carson Mclean's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 7, 2025 - Present

ALTRUIST WEALTH MANAGEMENT

RIA

CRD#: 333692

CHARLOTTE, NC

Past

December 14, 2016 - January 8, 2025

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

CHARLOTTE, NC

Past

September 28, 2016 - January 8, 2025

DFA SECURITIES LLC

CRD#: 10292

CHARLOTTE, NC

Past

January 17, 2013 - December 31, 2014

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

MENOMONEE FALLS, WI

Past

January 15, 2013 - August 15, 2016

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

MENOMONEE FALLS, WI

Past

February 23, 2011 - January 15, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

BATTLE CREEK, MI

Past

February 22, 2011 - January 15, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BATTLE CREEK, MI

Past

May 21, 2010 - October 11, 2010

MORGAN STANLEY

RIA

CRD#: 149777

GRAND RAPIDS, MI

Past

September 2, 2009 - October 11, 2010

MORGAN STANLEY

CRD#: 149777

GRAND RAPIDS, MI

Past

June 1, 2009 - June 11, 2009

MORGAN STANLEY

CRD#: 149777

CHICAGO, IL

Past

May 20, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/18/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/2009

General Securities Representative Examination

Current Firm

ALTRUIST WEALTH MANAGEMENT

ALTRUIST WEALTH MANAGEMENT | ALTRUIST WEALTH MANAGEMENT LLC

CRD#: 333692 / SEC#:

North Carolina

Registered Investment Advisory firm - (3/7/2025 Approved)

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Contact information

Main Address

Charlotte, NC

Mailing Address

301 S Mcdowell St Suite 125, Charlotte, NC 28204

Phone number

(704) 885-0966

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Thomas C. Mclean

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Carson Mclean's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIMENSIONAL FUND ADVISORS LP

DFA SECURITIES LLC

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/18/2009

SIE

Date: 10/1/2018

Series 7

Date: 5/19/2009

Current Firm

ALTRUIST WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

ALTRUIST WEALTH MANAGEMENT

TRUST BUT VERIFY

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