MO
Matthew S. Ondeck
CETERA INVESTMENT ADVISERS LLC
BETHESDA, MD 20817
Some features on this profile are disabled
CRD#: 5456619
MO
Professional summary
Matthew S Ondeck, who also goes by Matt Ondeck, Matthew Stephen Ondeck, Matthew Ondeck, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bethesda, Maryland and CETERA WEALTH SERVICES, LLC located in Bethesda, Maryland.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Matthew has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt Ondeck | Matthew Stephen Ondeck | Matthew Ondeck
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: LOUDOUN SOCCER INVESTMENT RELATED: NO; ADDRESS: 19798 SYCOLIN RD., LEESBURG, VA 20175; NATURE OF BUSINESS: LITTLE LEAGUE / YOUTH SOCCER; START DATE: 03/2022; POSITION/TITLE/RELATIONSHIP: LITTLE LEAGUE COACH; APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: LITTLE LEAGUE COACHING; 2. NAME OF OTHER BUSINESS: LOUDOUN GIRLS LITTLE LEAGUE SOFTBALL INVESTMENT RELATED: NO; ADDRESS: 43330 LOUDOUN RESERVE DR, ASHBURN, VA 20148; NATURE OF BUSINESS: LITTLE LEAGUE SOFTBALL START DATE: 03/2022; POSITION/TITLE/RELATIONSHIP: ASSISTANT LITTLE LEAGUE COACH; APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ASSISTANT LITTLE LEAGUE COACH 3. NAME OF OTHER BUSINESS: HARVEST WEALTH; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2022; POSITION/TITLE/RELATIONSHIP: REGISTERED SALES ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: REGISTERED SALES ASSOCIATE 4. NAME OF OTHER BUSINESS: UBER; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RIDESHARE; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: DRIVER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DRIVING;
CRS (Client Relationship Summary) - RIA
Click below to view Matthew S Ondeck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6720-b Rockledge Dr Suite 440-a, Bethesda, MD 20817RIA
CRD#: 105644
BETHESDA, MD
Current
June 15, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6720-b Rockledge Dr Suite 440-a, Bethesda, MD 20817BD
CRD#: 13572
Bethesda, MD
Past
June 15, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Bethesda, MD
Past
September 12, 2018 - June 17, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WASHINGTON, DC
Past
September 7, 2018 - June 17, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WASHINGTON, DC
Past
June 2, 2016 - August 29, 2018
EDELMAN FINANCIAL SERVICES, LLC
RIA
CRD#: 113299
FAIRFAX, VA
Past
April 22, 2016 - August 29, 2018
RETIREONE INVESTMENT SERVICES, LLC
BD
CRD#: 269923
FAIRFAX, VA
Past
December 10, 2013 - April 22, 2016
SANDERS MORRIS LLC
BD
CRD#: 20580
FAIRFAX, VA
Past
March 14, 2008 - July 22, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
POOLESVILLE, MD
Past
January 1, 2008 - March 7, 2008
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(6/15/2022)
IAR
Maryland(6/29/2023)
RR
Virginia(6/15/2022)
IAR
Virginia(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
