RG
Ravindranath R. Gondipalli
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
SUNNYVALE, CA 94087
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CRD#: 5456406
RG
Professional summary
Ravindranath Reddy Gondipalli is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Sunnyvale, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Fairfield, Iowa.
Ravindranath is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Ravindranath has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. 2) RAVINDRANATH REDDY GONDIPALLI. SUNNYVALE, CA. STARTED 10/2005 AS REALTOR. WORKING AS REAL ESTATE AGENT IN RESIDENTIAL REAL ESTATE ACTIVITIES. SPENDS 1-2 HR/WK, NONE DURING TRADING. 3) RAVI TAX PREPARATION SERVICES INC. SUNNYVALE, CA. STARTED 10/2002 AS CEO AND FOUNDER. TAX FILINGS, PAYROLL, BOOKKEEPING AND OTHER ACCOUNTING RELATED ACTIVITIES. SPENDS 20-30 HR/WK, 10 HR/WK DURING TRADING. 4) GNYANSOFT INC. SUNNYVALE, CA. STARTED 4/2003 AS CFO AND FOUNDER. COMPUTER SOFTWARE CONSULTING/SERVICES/DEVELOPMENT. SPENDS 4-6 HR/WK, NONE DURING TRADING. 5) RAVINDRANATH GONDIPALLI - SOLO PROPRIETORSHIP. STARTED 10/2005 AS MORTGAGE LOAN ORIGINATOR. HOME MORTGAGE LOAN ACTIVITIES INCLUDING ORIGINATING THE LOANS, THE PROCESSING LOANS. AS PART OF THE SERVICE, WORK WITH THE LENDERS TO GET THE HOME LOANS FOR PURCHASE/REFINANCE. SPENDS 2-4 HR/WK, 1 HR/WK DURING TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 12/15/2014
CRS (Client Relationship Summary) - RIA
Click below to view Ravindranath Reddy Gondipalli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 690 W Fremont Ave Ste 12, Sunnyvale, CA 94087RIA
CRD#: 134139
SUNNYVALE, CA
Current
December 15, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1776 Pleasant Plain Rd., Fairfield, IA 52556-8757Office #2: 690 W Fremont Ave Ste 12, Sunnyvale, CA 94087BD
CRD#: 39543
Fairfield, IA
Past
October 22, 2014 - December 17, 2014
OSAIC SERVICES, INC.
RIA
CRD#: 133763
SAN JOSE, CA
Past
July 17, 2014 - December 17, 2014
OSAIC SERVICES, INC.
BD
CRD#: 133763
SAN JOSE, CA
Past
October 14, 2008 - July 9, 2014
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
SUNNYVALE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/15/2014)
IAR
California(12/16/2014)
RR
Florida(1/24/2018)
RR
Georgia(12/15/2014)
RR
Indiana(4/13/2016)
RR
Maryland(1/29/2019)
RR
New Jersey(12/15/2014)
RR
New York(12/15/2014)
RR
North Carolina(12/15/2014)
RR
Ohio(12/15/2014)
RR
Tennessee(2/7/2019)
RR
Texas(12/15/2014)
IAR
Texas(12/15/2014)
RR
Virginia(5/24/2023)
RR
Washington(12/15/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
