JG
Jerry E. Guido
NORTHWEST FINANCIAL ADVISORS LLC
Herndon, VA 20170
Some features on this profile are disabled
CRD#: 5456403
JG
Professional summary
Jerry Edward Guido, CFP®, who also goes by Gerald Edward Guido, Jerry Guido, is a registered financial advisor currently at NORTHWEST FINANCIAL ADVISORS LLC located in Herndon, Virginia and LPL FINANCIAL LLC located in Sterling, Virginia.
Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jerry has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gerald Edward Guido | Jerry Guido
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/15/2015 - Northwest Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 8/24/2015 - 128 Hours Per Month/Time Spent 80% - I provide investment advisory services through Northwest Financial Advisors LLC, an independent investment advisor firm. I started this business activity in 08/2015. I expect to spend approximately 128 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
2. 04/21/2016; NO BUSINESS NAME; Tax Prep/Accounting/CPA; NOT INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 03/20/07; preps tax returns, gathers tax info. for the firm RMTG, CPAs, helps review tax info; 16 HRS/MO; 1 HR DURING SECS TRADING HOURS.
3. 6/15/2017 - NW Insurance Agency LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 05/11/2017 - 10 Hours Per Month/1 Hour During Securities Trading.
4. 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - DBA for LPL Business (entity for LPL business).
5. 1/2/2020 - Northwest Financial Group LLC - Investment Related - Other-referring broker dealer - Start Date: 9/11/2015 - Compensation paid through this entity in internal records.
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Edward Guido's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
October 7, 2015 - Present
NORTHWEST FINANCIAL ADVISORS LLC
Office #1: 200 Spring Street Suite 120, Herndon, VA 20170RIA
CRD#: 166769
Herndon, VA
Current
September 9, 2015 - Present
LPL FINANCIAL LLC
Office #1: 20522 Falcons Landing Circle, Sterling, VA 20165Office #2: 200 Spring Street, Ste 120, Herndon, VA 20170RIA
BD
CRD#: 6413
Sterling, VA
Current
September 11, 2015 - Present
NORTHWEST FINANCIAL GROUP LLC
Office #1: 200 Spring Street Suite 120, Herndon, VA 20170Office #2: 20522 Falcons Landing Circle, Potomac Falls, VA 20165BD
CRD#: 145064
Herndon, VA
Past
February 24, 2011 - August 21, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
RESTON, VA
Past
February 23, 2011 - August 21, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
RESTON, VA
Past
September 3, 2009 - December 31, 2010
INVESTMENT PROFESSIONALS, INC.
RIA
CRD#: 30184
VIENNA, VA
Past
September 3, 2009 - December 31, 2010
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
VIENNA, VA
Past
October 20, 2008 - April 2, 2009
SPIRE WEALTH MANAGEMENT, LLC
RIA
CRD#: 113908
MCLEAN, VA
Past
October 20, 2008 - April 2, 2009
SPIRE SECURITIES, LLC
BD
CRD#: 144131
MCLEAN, VA
Past
January 2, 2008 - September 2, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
CHANTILLY, VA
Past
December 12, 2007 - September 2, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
CHANTILLY, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NORTHWEST FINANCIAL ADVISORS LLC
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
RIA
Registered Investment Advisory firm - (6/3/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/15/2017)
RR
Arizona(2/11/2021)
RR
California(2/16/2016)
RR
Colorado(10/27/2016)
RR
Connecticut(9/23/2022)
RR
Delaware(11/30/2018)
RR
District of Columbia(2/16/2016)
RR
Florida(9/28/2015)
RR
Georgia(3/21/2019)
RR
Idaho(7/28/2022)
RR
Indiana(11/25/2020)
RR
Kentucky(3/7/2019)
RR
Maryland(9/25/2015)
RR
Michigan(1/31/2022)
RR
Missouri(12/15/2017)
RR
New Mexico(2/16/2016)
RR
New York(11/25/2020)
RR
North Carolina(9/18/2015)
RR
Ohio(5/19/2016)
RR
Oklahoma(11/9/2018)
RR
Pennsylvania(2/16/2016)
RR
South Carolina(12/15/2017)
RR
Tennessee(11/3/2017)
RR
Texas(2/16/2016)
RR
Virginia(9/9/2015)
IAR
Virginia(10/7/2015)
RR
Washington(8/27/2018)
RR
West Virginia(2/16/2016)
RR
Wisconsin(6/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NORTHWEST FINANCIAL ADVISORS LLC
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
RIA
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Contact information
Main Address
200 Spring Street Suite 120, Herndon, VA 20170
Mailing Address
Phone number
(703) 810-1072
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,896 |
| AUM (Assets Under Management) | $ 1,924,736,060 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
