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Adam Scott Melinger

STIFEL, NICOLAUS & COMPANY
ST LOUIS, MO
·CRD# 2373020·33 years experience

Professional Summary

Adam Scott Melinger, who also goes by Adam Scott Melinger, Adam Melinger, is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in St Louis, Missouri and STIFEL INDEPENDENT ADVISORS, LLC located in St Louis, Missouri. Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Adam has worked at 10 firms and has passed the Series 66, Series 63, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Adam Scott Melinger, Adam Melinger

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
RIA
BD
501 N Broadway, St Louis, MO 63102
July 29, 2019 - Present
STIFEL INDEPENDENT ADVISORS, LLC·CRD# 28218
RIA
BD
501 N Broadway, St Louis, MO 63102
August 12, 2019 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
RIA
BD
501 N Broadway, St Louis, MO 63102
July 29, 2019 - Present
STIFEL INDEPENDENT ADVISORS, LLC·CRD# 28218
RIA
BD
One Financial Plaza 501 North Broadway, St. Louis, MO 63102
August 12, 2019 - Present
KEEFE, BRUYETTE & WOODS, INC.·CRD# 481
BD
501 N. Broadway, St. Louis, MO 63102
August 12, 2019 - Present
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
St. Louis, MO
July 16, 2018 - July 23, 2019
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
April 30, 2018 - July 23, 2019
SCOTTRADE, INC.·CRD# 8206
BD
St. Louis, MO
February 12, 2009 - April 4, 2018
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
January 1, 2008 - February 10, 2009
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
July 18, 2007 - January 3, 2008
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
New York, NY
February 24, 2005 - July 11, 2007
WALL STREET ACCESS·CRD# 10012
BD
New York, NY
May 20, 2004 - February 17, 2005
SRT SECURITIES LLC·CRD# 33725
BD
Birmingham, MI
March 17, 2003 - May 7, 2004
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
August 2, 1996 - December 4, 2002
WALL STREET ACCESS·CRD# 10012
BD
New York, NY
September 9, 1993 - June 28, 1996

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Current Firm

STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED

EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS

CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)
Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

501 North Broadway, St Louis, MO 63102

Mailing Address

501 North Broadway, St. Louis, MO 63102

Phone Number

(314) 342-2000

Established

Missouri since 02/20/1900

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

6,478

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADVISORY CONSULTING SERVICES BROCHURE (4/6/2026)

Direct owners and executive officers

NamePositionCRD#
STIFEL FINANCIAL CORP.SHAREHOLDER—
AYD, PAUL JOSEPHCHIEF COMPLIANCE OFFICER - CAPITAL MARKETS2963853
BRIGHT, GEOFFREY CLYDE JRCHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP4696103
BROOKS, PATRICK RODGERSROSFP - CAPITAL MARKETS2223412
DODSON, CHARLES EDWARDCCO ADVISORY SERVICES1744430
FISHER, MARK PHILIPGENERAL COUNSEL, SECRETARY4970942
HYDE, GINA ELIZABETHCHIEF COMPLIANCE OFFICER - CAPITAL MARKETS2812751
JANSEN, ANGELA MARIEPRINCIPAL OPERATIONS OFFICER3190211
KRUSZEWSKI, RONALD JAMESPRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD1434827
MELINGER, ADAM SCOTTROSFP - PCG2373020
RAYMOND, CHARLES BRADFORD GREENCO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY2796106
SCHRICK, FREDERICK RICHARDPRINCIPAL FINANCIAL OFFICER5636488
SLINEY, DAVID DEANSENIOR VICE PRESIDENT & DIRECTOR2276514
ZEMLYAK, JAMES MARKEXECUTIVE VICE PRESIDENT & DIRECTOR1586132

Regulatory Assets Under Management

Total Number of Accounts

394,160

AUM (Assets Under Management)

$197,532,233,502

Disclosures

Regulatory Event

191

Civil Event

2

Arbitration

61

Bond

2

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
03/30/2026Cover PageReport
12/18/2024Cover PageReport
12/19/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RED WAGON PRESENTS CORP; 8033 Daytona Dr, Clayton, MO 63105; Online gift basket company; President;2/10/06; 0 hr/yr; not during securities trading hours; not investment related. 2. Securities Industry and Financial Markets Association;120 Broadway NY NY 10271;Industry trade group representing securities firms;Committee Member of Listed Option Trading Committee; Participate in conference calls;9/2/19; 1 hr/mo; during securities trading hours; Investment related. 3. Davis Place Neighborhood Association; 8033 Daytona Drive Clayton MO 63105; Plan neighborhood events, keep community informed, sign and approve fence and construction plans; Trustee; Assist in sub-division events and approve plans.; 11/01/2023; 4.00hrs/month; not during securities trading hours; not investment related.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED

EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS

CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)
Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Missouri
(7/29/2019)
IAR
Missouri
(7/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2018About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1993About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Sep 2018About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2005

Series 7 — General Securities Representative Examination

Passed Sep 1993About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 53 — Municipal Securities Principal Examination

Passed May 2018About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Nov 2010About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Feb 1994About the Series 4 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Texas, Inc.
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Adam Scott Melinger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Adam Scott Melinger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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