Heidi R. Henson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heidi Rebekah Henson, who also goes by Heidi Leets, was a registered financial professional .
Heidi is a previously registered financial professional and started their career in finance in 2008. Heidi had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2011 - August 15, 2013
PEAK INVESTMENT MANAGEMENT, LTD
November 13, 2009 - January 3, 2011
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - January 3, 2011
PNC WEALTH MANAGEMENT LLC
April 24, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
April 24, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
January 20, 2009 - April 2, 2009
EQUITABLE ADVISORS, LLC
June 24, 2008 - April 2, 2009
EQUITABLE ADVISORS, LLC
February 14, 2008 - May 27, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEAK INVESTMENT MANAGEMENT, LTD
CRD#: 107918 / SEC#: 801-54886
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
