SC
Scott C. Clements
CAVU WEALTH MANAGEMENT
Lakeside, CA 92040
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CRD#: 5455970
SC
Professional summary
Scott Christopher Clements is a registered financial advisor currently at CAVU WEALTH MANAGEMENT located in Lakeside, California.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Scott has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
It's A Wrap Video, Business is investment-related; NO, Address of the other business; 13411 Turlock Ct, San Diego, CA 92129, Nature of the other business; Filming high school sports, Your position; Cameraman/Editor, Relationship with the other business; Owner, Start date of your relationship; August 2010, Approximate number of hours/month; 20-25, Hours during securities trading hours; 0, Describe your duties; We create videos for athletes and occassionally film events
CRS (Client Relationship Summary) - RIA
Click below to view Scott Christopher Clements's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2020 - Present
CAVU WEALTH MANAGEMENT
Office #1: 10001 Maine Ave, Lakeside, CA 92040RIA
CRD#: 299089
Lakeside, CA
Past
September 22, 2011 - December 31, 2018
HAYES INVESTMENT MANAGEMENT
RIA
CRD#: 113350
SAN DIEGO, CA
Past
January 29, 2008 - October 29, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SAN DIEGO, CA
Past
January 14, 2008 - January 1, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
SAN DIEGO, CA
Past
January 1, 2008 - October 29, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAVU WEALTH MANAGEMENT
CAVU WEALTH MANAGEMENT | CAVU WEALTH MANAGEMENT INC.
CRD#: 299089 / SEC#: 801-129732
RIA
Registered Investment Advisory firm - (3/22/2024 Approved)Arizona
Registered Investment Advisory firm - (4/16/2024 Terminated)California
Registered Investment Advisory firm - (5/16/2024 Terminated)Idaho
Registered Investment Advisory firm - (4/16/2024 Terminated)Montana
Registered Investment Advisory firm - (4/29/2024 Terminated)Texas
Registered Investment Advisory firm - (4/16/2024 Terminated)Washington
Registered Investment Advisory firm - (5/16/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/6/2020)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CW
CAVU WEALTH MANAGEMENT
CAVU WEALTH MANAGEMENT | CAVU WEALTH MANAGEMENT INC.
CRD#: 299089 / SEC#: 801-129732
RIA
Registered Investment Advisory firm - (3/22/2024 Approved)Arizona
Registered Investment Advisory firm - (4/16/2024 Terminated)California
Registered Investment Advisory firm - (5/16/2024 Terminated)Idaho
Registered Investment Advisory firm - (4/16/2024 Terminated)Montana
Registered Investment Advisory firm - (4/29/2024 Terminated)Texas
Registered Investment Advisory firm - (4/16/2024 Terminated)Washington
Registered Investment Advisory firm - (5/16/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10001 Maine Ave, Lakeside, CA 92040
Mailing Address
Phone number
(858) 360-7800
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 859 |
| AUM (Assets Under Management) | $ 174,988,843 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
