Jessica Q. Liu
Professional summary
Jessica Q Liu, who also goes by Quynh Que Duong, Jessica Quynh Liu, is a registered financial professional currently at GLOBALINK SECURITIES, INC. located in Pasadena, California.
Jessica is registered as a RR (Registered Representative) and started their career in finance in 2008. Jessica has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jessica Q Liu's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2021 - Present
GLOBALINK SECURITIES, INC.
Office #1: 3452 E Foothill Blvd. Ste 1040, Pasadena, CA 91107January 5, 2017 - March 23, 2021
J.K. FINANCIAL SERVICES, INC.
November 6, 2013 - December 6, 2016
OSAIC WEALTH, INC.
October 27, 2008 - May 31, 2013
GLOBALINK SECURITIES, INC.
January 24, 2008 - October 6, 2008
FARMERS FINANCIAL SOLUTIONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2021)
Exams
FINRA
Current Firm
GLOBALINK SECURITIES, INC.
CRD#: 29721 / SEC#: , 8-44509
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 |
| SHEN, LAN | SHAREHOLDERS | 4809719 |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
