Steven Chubak
Professional summary
Steven Chubak, who also goes by Steven Joseph Chubak, is a registered financial professional currently at WOLFE RESEARCH SECURITIES located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2008. Steven has worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 17 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Chubak's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2018 - Present
WOLFE RESEARCH SECURITIES
Office #1: 757 Third Avenue Sixth Floor, New York, NY 10017November 14, 2016 - August 10, 2018
INSTINET, LLC
November 12, 2013 - November 14, 2016
NOMURA SECURITIES INTERNATIONAL, INC.
March 21, 2013 - August 22, 2013
AUTONOMOUS RESEARCH US LP
September 5, 2012 - April 4, 2013
AUTONOMOUS RESEARCH LLP
May 3, 2010 - June 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 21, 2009 - April 14, 2010
CITIZENS JMP SECURITIES, LLC
January 23, 2008 - June 19, 2008
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2018)
Exams
Series 17
Date: 1/22/2008
Limited Registered Representative ExaminationFINRA
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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