Kieran P. Stover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kieran Patrick Stover, who also goes by Kieran Stover, was a registered financial professional .
Kieran is a previously registered financial professional and started their career in finance in 2008. Kieran had worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2018 - September 25, 2025
RAYMOND JAMES INVESTMENT MANAGEMENT
June 13, 2018 - September 25, 2025
CARILLON FUND DISTRIBUTORS, INC.
September 9, 2015 - June 14, 2018
BARINGS SECURITIES LLC
March 18, 2008 - November 13, 2008
ALPS DISTRIBUTORS, INC.
Primary Firm SEC Registration
RAYMOND JAMES INVESTMENT MANAGEMENT
CRD#: 174904 / SEC#: 801-100356
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES INVESTMENT MANAGEMENT
CRD#: 174904 / SEC#: 801-100356
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 16,378,977,378 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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