Laurie C. Allen
GWN SECURITIES
HERMOSA BEACH, CA 90254
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CRD#: 5454846
Laurie Christine AllenGWN SECURITIES
Professional summary
Laurie Christine Allen, CFP®, who also goes by Laurie C Allen, Laurie C Allen-raymond, is a registered financial advisor currently at GWN SECURITIES INC. located in Hermosa Beach, California.
Laurie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Laurie has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Laurie C Allen | Laurie C Allen-Raymond
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I WILL BE CONDUCTING FIXED INSURANCE, ANNUITY AND LONG TERM CARE BUSINESS THROUGH LAURIE ALLEN WEALTH MANAGEMENT LA WEALTH MANAGEMENT POSITION: CEO NATURE: THis business in an S corp created to be my employer and allow for assignment of 1099 income. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2017 ADDRESS: 1240 Rosecrans Ave, Ste 120, Manhattan Beach CA 90266, United States DESCRIPTION: Duties involved in this S corp acting as CEO involve maintaining books, records, minutes and making sure that the corp is registered with the county. PRO BONO FINANCIAL PLANNING POSITION: CFP NATURE: Pro Bono financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/15/2020 ADDRESS: 1632 Aviation Blvd, Ste 120, Redondo Beach, CA 90278 DESCRIPTION: I plan to help people who would not otherwise be clients with areas such as budgeting, Debt management and emergency planning. LA INSURANCE SERVICES POSITION: CEO NATURE: Insurance and annuity sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 175 START DATE: 08/02/2021 ADDRESS: 1632 Aviation Blvd, Ste 120, Redondo Beach, CA 90278 DESCRIPTION: I will be in charge of personal sales and production as well as payroll and 1099 to agents and advisors. JBELA REAL ESTATE HOLDING POSITION: Owner NATURE: Short Term Property Rental INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2022 ADDRESS: 254 Moreno Lane, Sugarloaf, CA 92314 DESCRIPTION: I purchased a cabin in Big Bear, CA and plan to rent it out via Airbnb when I'm unable to use it.Duties include: communicating with spa and house cleaning and guests for check in SMARTVESTORPRO POSITION: NA NATURE: Referral generation INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2018 ADDRESS: 1632 Aviation Blvd, Ste 120, Redondo Beach, CA 90278 DESCRIPTION: We call prospective clients, send an email and when appropriate, we create financial plans, manage investment and help them with insurance products. VALOR CHRISTIAN ACADEMY Is Not Investment Related, "525 Earle Lane, , Redondo Beach, CA, 90278, United States", Raising funds for school, Fundraising Coordinator for PTA, 8/1/2024, 10 hours per month, 5 hours per month during trading hours, No Compensation Compensation, DESCRIPTION: "Helping school run jogathon, golf tournament and track parent fundraising commitments for my children's school."
CRS (Client Relationship Summary) - RIA
Click below to view Laurie Christine Allen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Laurie Christine Allen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
August 4, 2017 - Present
GWN SECURITIES INC.
Office #1: 832 Hermosa Ave, Hermosa Beach, CA 90254RIA
BD
CRD#: 128929
HERMOSA BEACH, CA
Current
August 4, 2017 - Present
GWN SECURITIES INC.
Office #1: 832 Hermosa Ave, Hermosa Beach, CA 90254RIA
BD
CRD#: 128929
HERMOSA BEACH, CA
Past
April 15, 2008 - August 9, 2017
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
LOS ANGELES, CA
Past
March 20, 2008 - August 9, 2017
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/4/2017)
IAR
California(8/4/2017)
RR
Idaho(6/18/2024)
RR
Maine(4/2/2025)
RR
Nevada(8/4/2017)
RR
New York(10/6/2021)
RR
Ohio(4/2/2025)
RR
Oklahoma(6/27/2024)
RR
Oregon(12/12/2022)
RR
Texas(2/19/2025)
RR
Vermont(3/13/2025)
RR
Washington(6/27/2018)
RR
Wisconsin(8/22/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
