Timothy C. Behr

LAIDLAW & COMPANY (UK) LTD.

Boca Raton, FL 33486

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CRD#: 5454407

Professional summary

Timothy Charles Behr II is a registered financial professional currently at LAIDLAW & COMPANY (UK) LTD. located in Boca Raton, Florida.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 2008. Timothy has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Charles Behr II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2010 - Present

LAIDLAW & COMPANY (UK) LTD.

Office #1: One Town Center Road Suite 202, Boca Raton, FL 33486

CRD#: 119037

Boca Raton, FL

Past

May 16, 2008 - November 16, 2010

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

February 14, 2008 - June 6, 2008

CASIMIR CAPITAL L.P.

CRD#: 105061

GREENWICH, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/10/2022)

Alaska
(12/2/2015)

Arizona
(11/6/2012)

Arkansas
(3/28/2012)

California
(11/1/2010)

Colorado
(3/28/2012)

Connecticut
(3/26/2014)

Florida
(11/1/2010)

Georgia
(11/1/2010)

Illinois
(3/9/2012)

Indiana
(5/2/2017)

Iowa
(6/12/2012)

Kansas
(1/8/2014)

Kentucky
(6/2/2023)

Louisiana
(6/3/2013)

Maine
(5/11/2017)

Maryland
(1/4/2011)

Massachusetts
(11/17/2011)

Michigan
(1/31/2014)

Minnesota
(5/23/2013)

Missouri
(7/6/2016)

Nebraska
(11/1/2010)

New Hampshire
(8/9/2012)

New Jersey
(1/12/2011)

New Mexico
(4/4/2019)

New York
(10/27/2010)

North Carolina
(12/2/2010)

Ohio
(2/10/2011)

Oklahoma
(11/19/2010)

Oregon
(3/26/2015)

Pennsylvania
(2/4/2011)

South Carolina
(12/10/2010)

South Dakota
(11/5/2024)

Tennessee
(6/4/2019)

Texas
(1/12/2011)

Utah
(6/5/2014)

Vermont
(6/30/2016)

Virginia
(11/4/2010)

Washington
(2/11/2011)

Wisconsin
(3/29/2011)

Exams

State Security Law Exam

Series 63

Date: 2/27/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/13/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LAIDLAW & COMPANY (UK) LTD.

LAIDLAW & COMPANY (UK) LTD. | SANDS BROTHERS INTERNATIONAL LTD.

CRD#: 119037 / SEC#: , 8-53731

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

16 Berkeley St. Suite 7.09, London, W1J 8DZ

Mailing Address

521 5th Avenue 12th Fl, New York, NY 10175

Phone number

(212) 697-5200

Established

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LAIDLAW HOLDINGS LTD	OWNER
BELLO, JAMES ALAN	CCO	2844016
DAPONTE, ARTHUR JARROD	FINOP	7801577
EITNER, MATTHEW D	CHIEF EXECUTIVE OFFICER	3267261
REGAN, HUGH	DIRECTOR - INVESTMENT BANKING	1254114
SILVERMAN, PETER HOWARD	SEO/BRANCH MANAGER	1239510

Disclosures

Regulatory Event	9
Arbitration	4

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy C. Behr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Charles Behr II's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAIDLAW & COMPANY (UK) LTD.

AEGIS CAPITAL CORP.

CASIMIR CAPITAL L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/27/2008

SIE

Date: 10/1/2018

Series 7

Date: 2/13/2008

FINRA

Current Firm

LAIDLAW & COMPANY (UK) LTD.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LAIDLAW & COMPANY (UK) LTD.

TRUST BUT VERIFY

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