Brian C. Turner

PROCYON

FULTON, MD 20759

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CRD#: 5453135

Professional summary

Brian Christpoher Turner, who also goes by Brian Turner, is a registered financial advisor currently at PROCYON located in Fulton, Maryland.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brian has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Turner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Krama, LLC; Investment Related: No; 3909 Canterbury Road, Baltimore, MD. 21218; Entity used for participation in passive, private investments; Owner; 9/19/2016 less than 1 Hour spent per month; Currently participates in one hard money loan and one non-voting shareholder interest. 2) Quorum Recycling, LLC; Investment Related: 3909 Canterbury Road, Baltimore, MD. 21218; Created to facilitate partnerships between US and non-US based recycling businesses; 50% Owner; 3/21/2024; 1 Hour spent per month. 3) Insurance Sales; Not Investment Related; Same Address; 5% of time spent per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Christpoher Turner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2022 - Present

PROCYON

Office #1: 8161 Maple Lawn Blvd, Fulton, MD 20759

RIA

CRD#: 288239

FULTON, MD

Past

February 24, 2009 - November 10, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ELLICOTT CITY, MD

Past

February 6, 2009 - November 10, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ELLICOTT CITY, MD

Past

January 21, 2008 - February 24, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BALTIMORE, MD

Past

December 20, 2007 - February 24, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(11/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/18/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/29/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/19/2007

General Securities Representative Examination

Current Firm

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

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Contact information

Main Address

1 Corporate Drive Suite 225, Shelton, CT 06484

Mailing Address

Phone number

(475) 232-2704

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROCYON DISCLOSURE BROCHURE (11/4/2025)

Regulatory assets under management

Total Number of Accounts	5,638
AUM (Assets Under Management)	$ 7,769,672,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian C. Turner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Christpoher Turner's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

PROCYON

State Registrations and Notice Filings

Exams

Series 66

Date: 1/18/2008

SIE

Date: 10/1/2018

Series 31

Date: 9/29/2008

Series 7

Date: 12/19/2007

Current Firm

PROCYON

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCYON

TRUST BUT VERIFY

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