Raymond E. Stouffer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Ellis Stouffer, who also goes by Raymond Ellis Stouffer, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 2008. Raymond had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2011 - June 5, 2012
HAYDEN STONE & CO., LLC
September 25, 2009 - October 22, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 25, 2009 - October 22, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 30, 2008 - September 25, 2009
UBS FINANCIAL SERVICES INC.
January 4, 2008 - September 25, 2009
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
HAYDEN STONE & CO., LLC
CRD#: 150872 / SEC#: , 8-68305
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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