SJ
Sathesh Janaki
CETERA INVESTMENT ADVISERS LLC
CORPUS CHRISTI, TX
Some features on this profile are disabled
CRD#: 5452880
SJ
Professional summary
Sathesh Janaki is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Corpus Christi, Texas and CETERA ADVISORS LLC located in Houston, Texas.
Sathesh is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Sathesh has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)TOTUS WEALTH MANAGEMENT, INVESTMENT RELATED, 8505 TECHNOLOGY FOREST PLACE, STE 604, THE WOODLANDS, TX, 77381, FINANCIAL SERVICES, STARTED 05/2021, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) MADU, INC, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, REAL ESTATE, STARTED 05/2012, POSITION/TITLE/RELATIONSHIP: PARTNER, APX 2 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MAINTENANCE OF PROPERTIES; 3) ASHA PROPERTY LLC, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, REAL ESTATE, STARTED 08/2013, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX 10 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HOLDS RENTAL PROPERTIES; 4) GRIZZLY RECOVERY LLC, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, EQUIPMENT, STARTED 08/2019, POSITION/TITLE/RELATIONSHIP: CONSULTANT, APX 2 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TOW TRUCKS; 5) GRIZZLY VENTURES, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, EQUIPMENT, STARTED 08/2019, POSITION/TITLE/RELATIONSHIP: CONSULTANT, APX 2 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TOW TRUCKS; 6) EDEN'S DAWN, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, MUSIC, STARTED 05/2021, POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER, APX 7 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MUSIC DISTRIBUTION AND MERCHANDISE. 7) HEAVY IS THE HEAD, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, MUSIC, STARTED 05/2021, POSITION/TITLE/RELATIONSHIP: PARTNER, APX 20 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CONDUCT SHOWS AND CONCERTS; 8) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 12/2021, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE
CRS (Client Relationship Summary) - RIA
Click below to view Sathesh Janaki's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
CORPUS CHRISTI, TX
Current
June 23, 2021 - Present
CETERA ADVISORS LLC
Office #1: 701 North Post Oak Rd Suite 320, Houston, TX 77024BD
CRD#: 10299
Houston, TX
Past
June 23, 2021 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
May 31, 2019 - June 28, 2021
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
HOUSTON, TX
Past
May 13, 2019 - June 28, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
HOUSTON, TX
Past
May 15, 2018 - June 7, 2018
ADVISORS ASSET MANAGEMENT, INC.
RIA
CRD#: 46727
BOERNE, TX
Past
May 15, 2018 - June 7, 2018
ADVISORS ASSET MANAGEMENT, INC.
BD
CRD#: 46727
BOERNE, TX
Past
March 24, 2014 - September 7, 2017
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
UNIVERSAL CITY, TX
Past
March 24, 2014 - September 7, 2017
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
SAN ANTONIO, TX
Past
December 17, 2009 - February 26, 2014
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
SAN ANTONIO, TX
Past
December 17, 2009 - February 26, 2014
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
SAN ANTONIO, TX
Past
January 28, 2008 - May 13, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CORPUS CHRISTI, TX
Past
January 8, 2008 - May 13, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CORPUS CHRISTI, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(6/23/2021)
IAR
Texas(3/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
