JJ
Jose Maria M. Jimenez
CETERA INVESTMENT ADVISERS LLC
HONOLULU, HI 96813
Some features on this profile are disabled
CRD#: 5452535
JJ
Professional summary
Jose Maria Minoru Jimenez, CFP®, who also goes by Jose Maria Minoru Jimenez, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Honolulu, Hawaii and CETERA ADVISORS LLC located in Mililani, Hawaii.
Jose Maria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jose Maria has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jose Maria Minoru Jimenez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NEXT STEP FOUNDATION; FOUNDING DIRECTOR; NON-PROFIT ORGANIZATION; START DATE: 7/13/2012; 4 HOURS PER MONTH. 2) AKAMAI ROOFING INC.; OWNER; OTHER; START DATE: 11/25/2019; 4 HOURS PER MONTH. 3) JIMENEZ FAMILY TRUST; TRUSTEE; FIDUCIARY POSITION (TRUSTEE) START DATE 03/15/2015; 0 HOURS PER MONTH. 4) MISSION FINANCIAL GROUP; FINANCIAL PLANNER; DBA; START DATE: 03/18/2020; 160 HOURS PER MONTH. 5) JIMENEZ ENTERPRISES; MEMBER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 08/23/2017; 0 HOURS PER MONTH. 6) MISSION FINANCIAL GROUP LLC; ADVISOR; REGISTERED INVESTMENT ADVISOR; START DATE: 1/11/2021; 80 HOURS PER MONTH. 7) NAME OF OTHER BUSINESS: NEXT STEP ROOFING & CONTRACTING LLC; INVESTMENT RELATED: NO; ADDRESS: 94-150 LEOLEO ST UNIT 101 WAIPAHU, HI 96797; NATURE OF BUSINESS: ROOFING CONTRACTOR; START DATE: 6/2024; POSITION/TITLE/RELATIONSHIP: RESPONSIBLE MANAGING EMPLOYEE; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE EMPLOYEES;
CRS (Client Relationship Summary) - RIA
Click below to view Jose Maria Minoru Jimenez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1003 Bishop Street, Suite 1910, Honolulu, HI 96813Office #2: 94-467 Alapoai Street, Mililani, HI 96789RIA
CRD#: 105644
HONOLULU, HI
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 94-467 Alapoai St., Mililani, HI 96789Office #2: 1600 Kapiolani Blvd Suite 1221, Honolulu, HI 96814BD
CRD#: 10299
MILILANI, HI
Past
March 17, 2020 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
Honolulu, HI
Past
February 4, 2020 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
HONOLULU, HI
Past
January 30, 2008 - November 25, 2019
EDWARD JONES
RIA
CRD#: 250
WAIPIO, HI
Past
January 4, 2008 - November 25, 2019
EDWARD JONES
BD
CRD#: 250
WAIPIO, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
Florida(9/8/2022)
RR
Georgia(9/8/2022)
IAR
Hawaii(11/12/2020)
RR
Hawaii(9/8/2022)
RR
Missouri(9/8/2022)
RR
Nevada(8/17/2023)
RR
New Mexico(9/8/2022)
RR
Oregon(9/8/2022)
RR
Washington(9/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
