Earl F. Correll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Earl Franklin Correll JR, who also goes by Frank Correll, was a registered financial professional .
Earl is a previously registered financial professional and started their career in finance in 1970. Earl had worked at 10 firms and has passed the Series 63, SIE, Series 1, Series 53, Series 4, Series 24, Series 27 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 1998 - April 18, 2018
CORRELL CO. INVESTMENT SERVICES CORP.
May 17, 1996 - April 18, 2018
CORRELL CO. INVESTMENT SERVICES CORP.
July 7, 1989 - September 3, 1996
HORNOR, TOWNSEND & KENT, LLC
October 31, 1986 - March 11, 1991
CORRELL CO. INVESTMENT SERVICES CORP.
June 25, 1979 - December 16, 1985
USLIFE EQUITY SALES CORP.
March 7, 1978 - October 27, 1978
HAV-SECURITIES CORPORATION
February 20, 1974 - July 5, 1978
USLIFE EQUITY SALES CORP
July 3, 1973 - February 20, 1974
OLD LINE INVESTMENT SALES COMPANY, INC
June 15, 1973 - August 20, 1973
INDEPENDENT SECURITIES CORPORATION
January 22, 1973 - June 15, 1973
EQUITY FUNDING SECURITIES CORP
September 18, 1970 - May 6, 1972
LINCOLN NATL INVESTMENT MGMT C MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/12/1964
Registered Representative ExaminationSeries 00
Date: 9/16/1970
General Securities Principal ExaminationCurrent Firm
CORRELL CO. INVESTMENT SERVICES CORP.
CRD#: 38995 / SEC#: 801-42789, 8-48507
Contact information
FINRA licenses (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 71 |
| AUM (Assets Under Management) | $ 233,300,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
