AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
HH

Hans Hoehn

FORESIDE FUND SERVICES
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 5451519
HH
Hans HoehnFORESIDE FUND SERVICES

Professional summary

Hans Hoehn, who also goes by Hans Andrei Hoehn, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in El Segundo, California.

Hans is registered as a RR (Registered Representative) and started their career in finance in 2008. Hans has worked at 15 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Aliases

Hans Andrei Hoehn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hans Hoehn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 16, 2026 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 266 Kansas St., El Segundo, CA 90245
BD
CRD#: 46106
El Segundo, CA
Past

May 29, 2024 - September 10, 2026

HIGHTOWER ADVISORS, LLC

RIA
CRD#: 145323
West Hills, CA
Past

May 29, 2024 - September 10, 2026

HIGHTOWER SECURITIES, LLC

BD
CRD#: 116681
West Hills, CA
Past

September 21, 2021 - May 16, 2024

M HOLDINGS SECURITIES, INC.

RIA
CRD#: 43285
West Hills, CA
Past

September 14, 2021 - May 16, 2024

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
PORTLAND, OR
Past

June 6, 2019 - December 3, 2019

SUMMIT BROKERAGE SERVICES, INC.

BD
CRD#: 34643
EL SEGUNDO, CA
Past

June 6, 2019 - September 10, 2021

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
EL SEGUNDO, CA
Past

June 6, 2019 - September 10, 2021

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
EL SEGUNDO, CA
Past

June 6, 2019 - September 10, 2021

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
EL SEGUNDO, CA
Past

June 6, 2019 - September 10, 2021

CETERA ADVISORS LLC

BD
CRD#: 10299
EL SEGUNDO, CA
Past

December 21, 2017 - September 10, 2021

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
EL SEGUNDO, CA
Past

December 20, 2017 - September 10, 2021

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

May 12, 2017 - June 30, 2017

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
BURBANK, CA
Past

May 10, 2017 - June 30, 2017

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
BURBANK, CA
Past

September 8, 2016 - April 4, 2017

FARMERS FINANCIAL SOLUTIONS, LLC

RIA
CRD#: 103863
AGOURA HILLS, CA
Past

February 9, 2016 - April 4, 2017

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
AGOURA HILLS, CA
Past

September 21, 2010 - February 5, 2016

DFA SECURITIES LLC

BD
CRD#: 10292
SANTA MONICA, CA
Past

December 22, 2009 - August 24, 2010

FINANCIAL WEST GROUP

RIA
CRD#: 16668
WESTLAKE VILLAGE, CA
Past

June 25, 2009 - August 24, 2010

FINANCIAL WEST GROUP

BD
CRD#: 16668
WESTLAKE VILLAGE, CA
Past

July 8, 2008 - November 7, 2008

MORGAN PEABODY, INC.

BD
CRD#: 38306
SHERMAN OAKS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/16/2026)
RR
Arizona
(9/22/2026)
RR
Arkansas
(9/17/2026)
RR
California
(9/16/2026)
RR
Colorado
(9/17/2026)
RR
Connecticut
(9/18/2026)
RR
Delaware
(9/16/2026)
RR
District of Columbia
(9/22/2026)
RR
Florida
(9/24/2026)
RR
Georgia
(9/17/2026)
RR
Idaho
(9/21/2026)
RR
Illinois
(9/17/2026)
RR
Indiana
(9/18/2026)
RR
Iowa
(9/24/2026)
RR
Kansas
(9/16/2026)
RR
Kentucky
(9/23/2026)
RR
Louisiana
(9/17/2026)
RR
Maine
(9/16/2026)
RR
Maryland
(9/24/2026)
RR
Michigan
(9/18/2026)
RR
Minnesota
(9/17/2026)
RR
Mississippi
(9/21/2026)
RR
Missouri
(9/17/2026)
RR
Montana
(9/23/2026)
RR
Nebraska
(9/18/2026)
RR
Nevada
(9/18/2026)
RR
New Hampshire
(9/17/2026)
RR
New Jersey
(9/17/2026)
RR
New Mexico
(9/17/2026)
RR
New York
(9/18/2026)
RR
North Carolina
(9/21/2026)
RR
North Dakota
(9/22/2026)
RR
Ohio
(9/16/2026)
RR
Oklahoma
(9/16/2026)
RR
Pennsylvania
(9/17/2026)
RR
Rhode Island
(9/17/2026)
RR
South Carolina
(9/22/2026)
RR
South Dakota
(9/17/2026)
RR
Tennessee
(9/18/2026)
RR
Texas
(9/18/2026)
RR
Utah
(9/22/2026)
RR
Vermont
(9/18/2026)
RR
Virgin Islands
(9/17/2026)
RR
Virginia
(9/18/2026)
RR
Washington
(9/16/2026)
RR
West Virginia
(9/23/2026)
RR
Wisconsin
(9/24/2026)
RR
Wyoming
(9/17/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
PR
Series 66
Status Unavailable
Passed: 12/17/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Status Unavailable
Passed: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Status Unavailable
Passed: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 4/11/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Status Unavailable
Passed: 2/11/2019
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Status Unavailable
Passed: 6/24/2016
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 4/15/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Loading...

Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUND SERVICES, LLC

CRD#: 46106El Segundo, CA 90245

TRUST BUT VERIFY

Monitor Hans Hoehn

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Tara Tussing Unverzagt
Tara UnverzagtAdvisorCheck Check Mark
SOUTH BAY FINANCIAL PARTNERS
IAR
TORRANCE, CA
Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
Danielle Purcell Barrios
Danielle BarriosAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Beverly Hills, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.