Brian W. Forth

FORESIDE FUND SERVICES

Portland, ME 04101

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CRD#: 5451267

Professional summary

Brian Wesley Forth, who also goes by Brian Forth, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2008. Brian has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Forth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Las Trampas Pool; Non-Investment Related; Lafayette, CA; Community Swim Club; Treasurer; 11/21 Start Date; 4 hours per month; 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Wesley Forth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 46106

Portland, ME

Past

May 13, 2022 - July 21, 2023

VOCE CAPITAL MANAGEMENT LLC

RIA

CRD#: 155225

SAN FRANCISCO, CA

Past

October 3, 2017 - March 3, 2022

SKBA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 108542

SAN FRANCISCO, CA

Past

October 2, 2017 - March 11, 2022

FORESIDE FUND SERVICES, LLC

CRD#: 46106

San Francisco, CA

Past

May 19, 2009 - July 20, 2016

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

SAN FRANCISCO, CA

Past

July 25, 2008 - July 29, 2016

WHV INVESTMENTS, INC.

RIA

CRD#: 107214

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/24/2025)

Colorado
(8/25/2025)

New York
(4/8/2025)

Oregon
(3/25/2025)

Washington
(3/24/2025)

Exams

State Security Law Exam

Series 63

Date: 3/21/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/24/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/9/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/18/2009

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian W. Forth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Wesley Forth's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOCE CAPITAL MANAGEMENT LLC

SKBA CAPITAL MANAGEMENT, LLC

FORESIDE FUND SERVICES, LLC

FORESIDE FUNDS DISTRIBUTORS LLC

WHV INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/21/2025

Series 65

Date: 7/24/2008

Series 7TO

Date: 10/9/2025

SIE

Date: 10/1/2018

Series 6

Date: 5/18/2009

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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