Pamela J. Madruga

HIGHTOWER SECURITIES

New Gloucester, ME 04260

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CRD#: 5450558

Professional summary

Pamela Jeanne Madruga, who also goes by Pamela Jeanne Adams, Pamela Jeanne Madruga, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in New Gloucester, Maine.

Pamela is registered as a RR (Registered Representative) and started their career in finance in 2009. Pamela has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Pamela Jeanne Adams | Pamela Jeanne Madruga

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pamela Jeanne Madruga's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2023 - Present

HIGHTOWER SECURITIES, LLC

Office #1: 83 Pineland Dr Ste 203, New Gloucester, ME 04260

CRD#: 116681

New Gloucester, ME

Past

November 7, 2023 - December 6, 2023

KEY INVESTMENT SERVICES LLC

CRD#: 136300

BROOKLYN, OH

Past

July 28, 2022 - September 7, 2022

TRADESTATION SECURITIES, INC.

CRD#: 39473

PLANTATION, FL

Past

February 17, 2021 - July 26, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FT. LAUDERDALE, FL

Past

October 7, 2019 - August 14, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Newton, MA

Past

October 22, 2018 - September 27, 2019

CAPFINANCIAL SECURITIES, LLC.

CRD#: 126291

RALEIGH, NC

Past

July 14, 2015 - September 21, 2018

LPL FINANCIAL LLC

CRD#: 6413

LEXINGTON, MA

Past

September 12, 2011 - July 20, 2015

RYAN FINANCIAL, INC.

CRD#: 39617

ANDOVER, MA

Past

January 25, 2011 - August 19, 2011

SANDERS MORRIS LLC

CRD#: 20580

BURLINGTON, MA

Past

December 18, 2009 - January 3, 2011

FSP INVESTMENTS LLC

CRD#: 42191

WAKEFIELD, MA

Past

June 1, 2009 - December 17, 2009

MORGAN STANLEY

CRD#: 149777

MIDDLETON, MA

Past

May 12, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

MIDDLETON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maine
(12/14/2023)

Exams

State Security Law Exam

Series 63

Date: 2/17/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/11/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HIGHTOWER SECURITIES, LLC

CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC

CRD#: 116681 / SEC#: , 8-53560

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

200 West Madison Street Suite 2500, Chicago, IL 60606-3414

Mailing Address

200 West Madison Street Suite 2500, Chicago, IL 60606-3414

Phone number

(312) 962-3800

Established

Illinois since 06/28/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HIGHTOWER HOLDING, LLC	PARENT COMPANY
BESSO, DOUGLAS JOSEPH	CTO	1530829
COVIELLO, BARRY ANTHONY	EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION	1813688
GRAY, KENDRA	CHIEF COMPLIANCE OFFICER	4388082
GRAY, KENDRA	MUNICIPAL PRINCIPAL	4388082
KARL, MATTHEW JAMES	PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP	5361093
SMITH, SCOTT DAVID	CHIEF EXECUTIVE OFFICER	2523535

Disclosures

Regulatory Event	5
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Pamela J. Madruga

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pamela Jeanne Madruga's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEY INVESTMENT SERVICES LLC

TRADESTATION SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

CAPFINANCIAL SECURITIES, LLC.

LPL FINANCIAL LLC

RYAN FINANCIAL, INC.

SANDERS MORRIS LLC

FSP INVESTMENTS LLC

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/17/2010

SIE

Date: 9/21/2018

Series 7

Date: 5/11/2009

FINRA

Current Firm

HIGHTOWER SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

HIGHTOWER SECURITIES, LLC

TRUST BUT VERIFY

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