LM
Lauren K. Matteo
BLACKROCK INVESTMENT MANAGEMENT
Minneaopolis, MN
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CRD#: 5450314
LM
Professional summary
Lauren Kathryn Matteo, AIF®, CIMA®, who also goes by Lauren Kathryn Mason, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in Minneaopolis, Minnesota and BLACKROCK INVESTMENTS, LLC located in Chicago, Illinois.
Lauren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Lauren has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lauren Kathryn Mason
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.
CRS (Client Relationship Summary) - RIA
Click below to view Lauren Kathryn Matteo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 23, 2025 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
Minneaopolis, MN
Current
September 19, 2025 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 227 W. Monroe Street Suite 4300, Chicago, IL 60606BD
CRD#: 38642
CHICAGO, IL
Past
January 12, 2022 - September 8, 2025
PRINCIPAL ASSET MANAGEMENT
RIA
CRD#: 109002
Minneapolis, MN
Past
September 26, 2017 - September 8, 2025
PRINCIPAL FUNDS DISTRIBUTOR, INC.
BD
CRD#: 43261
DES MOINES, IA
Past
July 23, 2015 - September 26, 2017
PRINCIPAL FUNDS DISTRIBUTOR, INC.
BD
CRD#: 43261
DES MOINES, IA
Past
February 11, 2014 - July 24, 2015
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
November 26, 2013 - July 24, 2015
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
January 10, 2008 - November 8, 2013
BNY MELLON SECURITIES CORPORATION
RIA
CRD#: 231
AUSTIN, TX
Past
December 18, 2007 - November 8, 2013
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/24/2025)
RR
Alaska(9/24/2025)
RR
Arizona(10/1/2025)
RR
Arkansas(10/2/2025)
RR
California(9/30/2025)
RR
Colorado(9/24/2025)
RR
Connecticut(9/22/2025)
RR
Delaware(9/24/2025)
RR
District of Columbia(9/26/2025)
RR
Florida(9/30/2025)
RR
Georgia(10/15/2025)
RR
Hawaii(10/29/2025)
RR
Idaho(9/24/2025)
RR
Illinois(9/25/2025)
IAR
Illinois(9/25/2025)
RR
Indiana(9/24/2025)
RR
Iowa(9/19/2025)
RR
Kansas(9/19/2025)
RR
Kentucky(9/22/2025)
RR
Louisiana(9/24/2025)
RR
Maine(9/22/2025)
RR
Maryland(10/1/2025)
RR
Massachusetts(10/22/2025)
RR
Michigan(9/23/2025)
RR
Minnesota(9/19/2025)
IAR
Minnesota(10/17/2025)
RR
Mississippi(9/24/2025)
RR
Missouri(9/19/2025)
RR
Montana(9/24/2025)
RR
Nebraska(9/19/2025)
RR
Nevada(9/22/2025)
RR
New Hampshire(9/22/2025)
RR
New Jersey(9/23/2025)
IAR
New Jersey(9/23/2025)
RR
New Mexico(9/25/2025)
RR
New York(10/17/2025)
RR
North Carolina(9/22/2025)
RR
North Dakota(9/19/2025)
RR
Ohio(9/21/2025)
RR
Oklahoma(9/22/2025)
RR
Oregon(9/28/2025)
RR
Pennsylvania(9/22/2025)
RR
Rhode Island(9/29/2025)
RR
South Carolina(9/23/2025)
RR
South Dakota(9/22/2025)
RR
Tennessee(9/26/2025)
RR
Texas(9/23/2025)
RR
Utah(9/22/2025)
RR
Vermont(9/24/2025)
RR
Virgin Islands(10/3/2025)
RR
Virginia(9/24/2025)
RR
Washington(9/19/2025)
RR
West Virginia(9/25/2025)
RR
Wisconsin(9/24/2025)
RR
Wyoming(9/26/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
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Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
