Jose M. De La Vega
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Manuel De La Vega, who also goes by Jose De La Vega, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 2008. Jose had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2021 - December 2, 2022
LIFEPRO ASSET MANAGEMENT
January 6, 2012 - June 23, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - June 23, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 6, 2008 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
March 4, 2008 - January 6, 2012
WORLD GROUP SECURITIES, INC.
January 18, 2008 - February 4, 2008
FINANCIAL LEADERSHIP ADVISORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LIFEPRO ASSET MANAGEMENT
CRD#: 285252 / SEC#: 801-118422
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,105 |
| AUM (Assets Under Management) | $ 311,330,551 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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