Anke Parpart

GOOD HARBOR ADVISORS

Gloucester, MA 01930

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CRD#: 5448993

Professional summary

Anke Parpart, who also goes by Parpart Anke, is a registered financial advisor currently at GOOD HARBOR ADVISORS, INC. located in Gloucester, Massachusetts.

Anke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Anke has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Parpart Anke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Babson & Company, Accounting Practice, Office Manager, 01/2019 to Present, approximately 10 hours/week - Non investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anke Parpart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2010 - Present

GOOD HARBOR ADVISORS, INC.

Office #1: 1 Blackburn Drive, Gloucester, MA 01930

RIA

CRD#: 143492

Gloucester, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOOD HARBOR ADVISORS, INC.

CRD#: 143492 / SEC#: 801-112632

RIA

Registered Investment Advisory firm - (3/16/2018 Approved)

California

Registered Investment Advisory firm - (4/19/2018 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/20/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/7/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/2010

Uniform Investment Adviser Law Examination

Current Firm

GOOD HARBOR ADVISORS, INC.

CRD#: 143492 / SEC#: 801-112632

RIA

Registered Investment Advisory firm - (3/16/2018 Approved)

California

Registered Investment Advisory firm - (4/19/2018 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/20/2018 Terminated)

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Contact information

Main Address

1 Blackburn Drive, Gloucester, MA 01930

Mailing Address

Phone number

(978) 515-7119

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GOOD HARBOR ADVISORS, INC. BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	645
AUM (Assets Under Management)	$ 289,660,907

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anke Parpart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anke Parpart's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOOD HARBOR ADVISORS, INC.

Primary Firm SEC Registration

GOOD HARBOR ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/2010

Current Firm

GOOD HARBOR ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOOD HARBOR ADVISORS, INC.

TRUST BUT VERIFY

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