Linda Phillips
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Phillips, who also goes by Linda M. Brown, Linda Marie Cromeans, Linda B Hillman, Linda B. Hillman, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 2010. Linda had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 53 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2013 - July 17, 2015
MATCH-POINT SECURITIES, LLC
February 25, 2010 - January 29, 2013
KIOUS AND COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MATCH-POINT SECURITIES, LLC
CRD#: 17687 / SEC#: , 8-35606
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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