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Mark Richard Magee

CETERA WEALTH SERVICES
LOWER BURRELL, PA
·CRD# 5448180·18 years experience

Professional Summary

Mark Richard Magee is a registered financial advisor currently at CETERA WEALTH SERVICES, LLC located in Lower Burrell, Pennsylvania. Mark is registered as a RR (Registered Representative) and started their career in finance in 2007. Mark has worked at 8 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
3058 Leechburg Rd Suite 9, Lower Burrell, PA 15068
February 25, 2022 - Present
CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
Atlanta, GA
March 23, 2023 - December 31, 2024
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
El Segundo, CA
February 28, 2022 - June 29, 2023
CORECAP ADVISORS·CRD# 158819
RIA
Dunwoody, GA
March 8, 2021 - July 1, 2021
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
Atlanta, GA
January 8, 2014 - March 12, 2021
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
BD
Atlanta, GA
January 7, 2014 - March 12, 2021
NEXT FINANCIAL GROUP, INC.·CRD# 46214
RIA
Atlanta, GA
March 28, 2013 - January 9, 2014
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Atlanta, GA
March 8, 2013 - January 9, 2014
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Atlanta, GA
June 20, 2012 - March 14, 2013
WALNUT STREET SECURITIES, INC.·CRD# 15840
RIA
Atlanta, GA
April 24, 2008 - December 23, 2010
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
Atlanta, GA
April 4, 2008 - December 23, 2010
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Alpharetta, GA
February 7, 2008 - March 19, 2008
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Alpharetta, GA
December 20, 2007 - March 19, 2008

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Current Firm

CW
CETERA WEALTH SERVICES, LLC

CETERA ADVISOR NETWORKS LLC | GORDON SIMMERS SECURITY CORPORATION | FIRST ASSET MANAGEMENT CORPORATION | FINANCIAL NETWORK INVESTMENT CORPORATION | CETERA WEALTH SERVICES, LLC | CETERA NETWORKS

CRD#: 13572 / SEC#: 801-47342, 8-29577
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

2301 Rosecrans Ave #5100 Suite 5100, El Segundo, CA 90245-5672

Mailing Address

Po Box 983, Saint Cloud, MN 56302

Phone Number

(800) 879-8100

Established

Delaware since 12/31/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

2,881

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CETERA ADVISOR NETWORKS LLC - ADV PART 2A AND APPENDIX 1 (6/1/2023)

Direct owners and executive officers

NamePositionCRD#
CETERA FINANCIAL GROUP, INC.SOLE MEMBER—
ARNOLD, SUMMER SELTZERVICE PRESIDENT2954103
BUCHHEISTER, JEFFREY ROBERTCHIEF FINANCIAL OFFICER4709900
BUDEVICH, SERGEVICE PRESIDENT AND TAX OFFICER7996345
BURKOTT, DANIEL PAULBROKER DEALER CO-CHIEF COMPLIANCE OFFICER4710068
COAXUM, KOFI SULEVICE PRESIDENT5150018
DOWELL, RODNEY CAMMERONPRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT7376607
GOK, LISA ANNESECRETARY5059738
HALLORAN, THOMAS WILLIAMVICE PRESIDENT1921834
HOLWEGER, KIMBERLEYCHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER1572778
LEE, WINNIE AI-LINGASSISTANT SECRETARY7381661
MACKAY, TODD CHRISTOPHERCHIEF EXECUTIVE OFFICER2799860
MCCALLOP, PATRICIA RUTHERFORDBROKER DEALER CO-CHIEF COMPLIANCE OFFICER5059176
MIZUGUCHI, MAURACHIEF ACCOUNTING OFFICER AND TREASURER5769181
MOLNAR, MICHAEL JAMESVICE PRESIDENT4866129
NEARY, JOSEPH DANIELMANAGER AND VICE PRESIDENT2993505
NILAND, ERIK BRADLEYVICE PRESIDENT2796476
OBRIEN, EDWARD DMANAGER2239064
PATTERSON, GERALDVICE PRESIDENT4302538
RAMOS, RAMONMONEY LAUNDERING REPORTING OFFICER2160203
SMILEY, STANLEY ROBERTVICE PRESIDENT3004604
STINSON, TIMOTHY EARL MCCOYPRESIDENT AND MANAGER2272183
STONE, TIMOTHY PATRICKVICE PRESIDENT3038963
VAN HAVERMAAT, DAVID JAMESASSISTANT SECRETARY7042846
WATTS, ANDREW DAVIDVICE PRESIDENT4780880
WENIG, HARLAN DAVIDVICE PRESIDENT4690768

Regulatory Assets Under Management

Total Number of Accounts

192,956

AUM (Assets Under Management)

$46,651,447,975

Disclosures

Regulatory Event

20

Civil Event

2

Arbitration

15

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: AMERICAN PARKINSON DISEASE ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: PO BOX 2287, LOGANVILLE, GA 30052 NATURE OF BUSINESS: ASSOCIATION; START DATE: 03/2018; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: APPROVE CHECK REQUESTS FOR THE LOCAL CHAPTER EXPENSES TO HQ CFO (1-2 CHECKS PER MONTH AT MOST). WORK WITH THE CHAPTER VOLUNTEER PRESIDENT AND PAID DIRECTOR TO APPROVE THE YEARLY BUDGET. PROVIDE UPDATES ON EXPENSES AND REVENUES, HELP WITH THE YEARLY GOLF TOURNAMENT. 2. NAME OF OTHER BUSINESS: MARK MAGEE - REALTOR, FIRST UNITED REALTY; INVESTMENT RELATED: NO; ADDRESS: 360 DRIVER CIRCLE COURT, ALPHARETTA, GA 30022; NATURE OF BUSINESS: REAL ESTATE / REFERRAL FEES; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR - REALTOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: REFER PEOPLE TO OTHER REALTORS. DO NOT WRITE UP OR SUBMIT CONTRACTS OR LISTINGS. FINDERS FEES FOR REFERRING HOME BUYERS OR SELLERS TO REALTORS. 3. NAME OF OTHER BUSINESS: GA SENIOR GOLFERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 2472 JETT FERRY ROAD SUITE 400-#408, ATLANTA, GA 30338 NATURE OF BUSINESS: GOLF ASSOCIATION; START DATE: 11/2021; POSITION/TITLE/RELATIONSHIP: EXECUTIVE DIRECTOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: RUN THE ASSOCIATION FROM SETTING UP THE GOLF TOURNAMENTS IN ADVANCE AND THEN REGISTER THE MEMBERS THAT PLAN TO PLAY IN THE TOURNAMENTS AND COORDINATING ALL OF THE ACTIVITIES SURROUNDING THE TOURNAMENTS INCLUDING BREAKFASTS AND DINNERS, PLACES TO STAY. 4. NAME OF OTHER BUSINESS: HIAWASSEE GROUP LLC; INVESTMENT RELATED: NO; ADDRESS: 2472 JETT FERRY ROAD SUITE 400-277, ATLANTA, GA 30338; NATURE OF BUSINESS: INVESTMENTS IN SMALL PRIVATE BUSINESSES; START DATE: 10/2019; POSITION/TITLE/RELATIONSHIP: OWNER, MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: 50% PARTNER AND INVESTOR. IDENTIFY NEW OR EXISTING BUSINESS LOOKING FOR INVESTORS. 5. NAME OF OTHER BUSINESS: FAMILY FINANCIAL PHYSICIANS INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2022; POSITION/TITLE/RELATIONSHIP: ADVISOR ASSISTANT; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: SUPPORT RON MAGEE WITH HIS CLIENTS;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Georgia
(2/25/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2013About the Series 66 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2007About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Richard Magee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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