MM
Mark R. Magee
CETERA WEALTH SERVICES
LOWER BURRELL, PA 15068
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CRD#: 5448180
MM
Professional summary
Mark Richard Magee is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Lower Burrell, Pennsylvania.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2007. Mark has worked at 8 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: AMERICAN PARKINSON DISEASE ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: PO BOX 2287, LOGANVILLE, GA 30052 NATURE OF BUSINESS: ASSOCIATION; START DATE: 03/2018; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: APPROVE CHECK REQUESTS FOR THE LOCAL CHAPTER EXPENSES TO HQ CFO (1-2 CHECKS PER MONTH AT MOST). WORK WITH THE CHAPTER VOLUNTEER PRESIDENT AND PAID DIRECTOR TO APPROVE THE YEARLY BUDGET. PROVIDE UPDATES ON EXPENSES AND REVENUES, HELP WITH THE YEARLY GOLF TOURNAMENT. 2. NAME OF OTHER BUSINESS: MARK MAGEE - REALTOR, FIRST UNITED REALTY; INVESTMENT RELATED: NO; ADDRESS: 360 DRIVER CIRCLE COURT, ALPHARETTA, GA 30022; NATURE OF BUSINESS: REAL ESTATE / REFERRAL FEES; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR - REALTOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: REFER PEOPLE TO OTHER REALTORS. DO NOT WRITE UP OR SUBMIT CONTRACTS OR LISTINGS. FINDERS FEES FOR REFERRING HOME BUYERS OR SELLERS TO REALTORS. 3. NAME OF OTHER BUSINESS: GA SENIOR GOLFERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 2472 JETT FERRY ROAD SUITE 400-#408, ATLANTA, GA 30338 NATURE OF BUSINESS: GOLF ASSOCIATION; START DATE: 11/2021; POSITION/TITLE/RELATIONSHIP: EXECUTIVE DIRECTOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: RUN THE ASSOCIATION FROM SETTING UP THE GOLF TOURNAMENTS IN ADVANCE AND THEN REGISTER THE MEMBERS THAT PLAN TO PLAY IN THE TOURNAMENTS AND COORDINATING ALL OF THE ACTIVITIES SURROUNDING THE TOURNAMENTS INCLUDING BREAKFASTS AND DINNERS, PLACES TO STAY. 4. NAME OF OTHER BUSINESS: HIAWASSEE GROUP LLC; INVESTMENT RELATED: NO; ADDRESS: 2472 JETT FERRY ROAD SUITE 400-277, ATLANTA, GA 30338; NATURE OF BUSINESS: INVESTMENTS IN SMALL PRIVATE BUSINESSES; START DATE: 10/2019; POSITION/TITLE/RELATIONSHIP: OWNER, MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: 50% PARTNER AND INVESTOR. IDENTIFY NEW OR EXISTING BUSINESS LOOKING FOR INVESTORS. 5. NAME OF OTHER BUSINESS: FAMILY FINANCIAL PHYSICIANS INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2022; POSITION/TITLE/RELATIONSHIP: ADVISOR ASSISTANT; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: SUPPORT RON MAGEE WITH HIS CLIENTS;
CRS (Client Relationship Summary) - BD
Click below to view Mark Richard Magee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3058 Leechburg Rd Suite 9, Lower Burrell, PA 15068BD
CRD#: 13572
LOWER BURRELL, PA
Past
March 23, 2023 - December 31, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ATLANTA, GA
Past
February 28, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
March 8, 2021 - July 1, 2021
CORECAP ADVISORS
RIA
CRD#: 158819
Dunwoody, GA
Past
January 8, 2014 - March 12, 2021
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
ATLANTA, GA
Past
January 7, 2014 - March 12, 2021
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
ATLANTA, GA
Past
March 28, 2013 - January 9, 2014
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
ATLANTA, GA
Past
March 8, 2013 - January 9, 2014
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
ATLANTA, GA
Past
June 20, 2012 - March 14, 2013
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ATLANTA, GA
Past
April 24, 2008 - December 23, 2010
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
ATLANTA, GA
Past
April 4, 2008 - December 23, 2010
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
ATLANTA, GA
Past
February 7, 2008 - March 19, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ALPHARETTA, GA
Past
December 20, 2007 - March 19, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ALPHARETTA, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(2/25/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CETERA WEALTH SERVICES, LLC
CETERA ADVISOR NETWORKS LLC | GORDON SIMMERS SECURITY CORPORATION | FIRST ASSET MANAGEMENT CORPORATION | FINANCIAL NETWORK INVESTMENT CORPORATION | CETERA WEALTH SERVICES, LLC | CETERA NETWORKS
CRD#: 13572 / SEC#: 801-47342, 8-29577
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2301 Rosecrans Ave #5100 Suite 5100, El Segundo, CA 90245-5672
Mailing Address
Po Box 983, Saint Cloud, MN 56302
Phone number
(800) 879-8100
Established
Delaware since 12/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,881
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
