Kelly A. Bourque
Professional summary
Kelly Ann Bourque, who also goes by Kelly Bourque, Kelly Ann Mourque, is a registered financial professional currently at TD SECURITIES (USA) LLC .
Kelly is registered as a RR (Registered Representative) and started their career in finance in 2008. Kelly has worked at 3 firms and has passed the Series 16 exam.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelly Ann Bourque's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2026 - Present
TD SECURITIES (USA) LLC
Office #1: 66 Wellington Street, Toronto, Ontario, M5K1A2June 15, 2011 - August 3, 2023
CANACCORD GENUITY LLC
May 14, 2008 - June 23, 2011
BMO CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
NYSE American LLC
New York Stock Exchange
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| ORTIZ, JORGE LUIS | FINANCIAL & OPERATIONS PRINCIPAL | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| WONG, KRISTIE | CHIEF FINANCIAL OFFICER | 4725261 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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