Angelica V. Proctor

VANGUARD ADVISERS

PLANO, TX 75024

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CRD#: 5447029

Professional summary

Angelica Vernay Proctor, who also goes by Angelica V Carter, Angelica Vernay Carter, Angelica Carter, Angelica V Proctor, Angelica Proctor, Angelica Vernay Proctor Saddler, Angelica V Proctor-saddler, Angelica Vernay Proctor-saddler, Angelica Proctor-saddler, Angelica Vernay Proctor, Angelica Proctor Saddler, Angelica V Saddler, Angelica Vernay Saddler, Angelica Saddler, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas.

Angelica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Angelica has worked at 15 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: XODUS UNLIMITED, LLC NON-INVESTMENT-RELATED ADDRESS: PLANO, TX NATURE OF BUSINESS: CONTENT CREATION AND COACHING POSITION: OWNER START DATE: 09/2024 APPROXIMATE HOURS/MONTH: 6 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CONTENT CREATION, PUBLISHING, COACHING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angelica Vernay Proctor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2025 - Present

VANGUARD ADVISERS, INC.

Office #1: 7900 Windrose Avenue, Plano, TX 75024

RIA

CRD#: 106715

PLANO, TX

Current

September 4, 2025 - Present

VANGUARD MARKETING CORPORATION

Office #1: 7900 Windrose Avenue, Plano, TX 75024

CRD#: 7452

Plano, TX

Past

March 31, 2023 - July 17, 2025

CETERA WEALTH SERVICES, LLC

CRD#: 13572

IRVING, TX

Past

January 2, 2023 - July 14, 2025

SAGEVIEW ADVISORY GROUP, LLC

RIA

CRD#: 126777

Irving, TX

Past

February 22, 2022 - December 21, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

ADDISON, TX

Past

February 21, 2022 - December 21, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

ADDISON, TX

Past

March 1, 2019 - November 15, 2021

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

TAMPA, FL

Past

March 1, 2019 - November 15, 2021

M HOLDINGS SECURITIES, INC.

CRD#: 43285

TAMPA, FL

Past

July 2, 2018 - November 29, 2018

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

Aliso Viejo, CA

Past

November 21, 2017 - May 17, 2018

PROVASI CAPITAL PARTNERS LP

CRD#: 119539

DALLAS, TX

Past

June 21, 2016 - September 12, 2017

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

Dallas, TX

Past

March 31, 2016 - September 12, 2017

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

September 2, 2015 - March 28, 2016

NYLIFE SECURITIES LLC

CRD#: 5167

DALLAS, TX

Past

November 4, 2011 - June 12, 2013

FSC SECURITIES CORPORATION

CRD#: 7461

ADDISON, TX

Past

June 3, 2010 - November 3, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

DALLAS, TX

Past

May 17, 2010 - November 3, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

DALLAS, TX

Past

October 16, 2008 - January 27, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DALLAS, TX

Past

January 24, 2008 - January 27, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(9/4/2025)

Texas
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/25/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/23/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

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Contact information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

Phone number

(610) 669-1000

Established

Firm type

Fiscal year end

# of Employees

2,225

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STABLE VALUE (9/29/2025)

VANGUARD MANAGED ACCOUNT PROGRAM AND PERSONAL ONLINE ADVISOR (9/29/2025)

VANGUARD SITUATIONAL ADVISOR BROCHURE (9/29/2025)

VANGUARD STRATEGIC MODEL PORTFOLIOS (9/29/2025)

VANGUARD DIGITAL ADVISOR AND VANGUARD PERSONAL ADVISOR (9/29/2025)

VANGUARD PERSONAL ADVISOR SELECT (9/29/2025)

Regulatory assets under management

Total Number of Accounts	698,843
AUM (Assets Under Management)	$ 300,434,933,763

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2025	Cover Page	Report
10/23/2024	Cover Page	Report
06/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Angelica V. Proctor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angelica Vernay Proctor's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

CETERA WEALTH SERVICES, LLC

SAGEVIEW ADVISORY GROUP, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

PATRICK CAPITAL MARKETS, LLC

PROVASI CAPITAL PARTNERS LP

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

NYLIFE SECURITIES LLC

FSC SECURITIES CORPORATION

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

VANGUARD ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/25/2016

SIE

Date: 10/1/2018

Series 7

Date: 1/23/2008

FINRA

Current Firm

VANGUARD ADVISERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VANGUARD ADVISERS, INC.

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