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Alan L. Crouse

ALIGHT FINANCIAL ADVISORS
NORTHVILLE, MI
Some features on this profile are disabled
CRD#: 5446465
AC

Professional summary

Alan Lee Crouse, CFP®, who also goes by Alan L Crouse, is a registered financial advisor currently at ALIGHT FINANCIAL ADVISORS, LLC located in Northville, Michigan and ALIGHT FINANCIAL SOLUTIONS, LLC located in Charlotte, North Carolina.

Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Alan has worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alan L Crouse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am an online training instructor for Dalton Education. In this role I do not deal in investments/securities, nor do I handle money or process any securities transactions. I teach remotely from home via internet. Dalton Education is part of CeriFi, 3625 Brookside Pkwy, Suite 450, Alphretta, GA, 30022. I provide instruction to financial professionals seeking to obtain the CFP professional designation. Specifically, the instruction pertains to the CFP Board's required curriculum. I have no communication with general public, only the students in the classes. My job title in this role in Contract Instructor. I entered into a contract agreement with Dalton Education / CeriFi on May 18, 2023. I dedicate approximately 22 hours per month to this activity. All activity takes place outside of normal business hours and therefore zero hours per month are devoted to this other business during securities trading hours. In addition to the aforementioned duties of providing instruction pertaining to the CFP Board's required curriculum, my only other duty is occasional email support to students with questions about their class.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Lee Crouse's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

June 18, 2024 - Present

ALIGHT FINANCIAL ADVISORS, LLC

RIA
CRD#: 158744
NORTHVILLE, MI
Current

June 20, 2024 - Present

ALIGHT FINANCIAL SOLUTIONS, LLC

Office #1: 9335 Harris Corners Parkway Ste 150, Charlotte, NC 28269
BD
CRD#: 36509
CHARLOTTE, NC
Past

February 20, 2018 - March 31, 2023

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
ANN ARBOR, MI
Past

February 20, 2018 - March 31, 2023

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
ANN ARBOR, MI
Past

May 22, 2014 - February 13, 2018

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA
CRD#: 107319
NORTHVILLE, MI
Past

June 14, 2012 - February 13, 2018

TRANSAMERICA INVESTORS SECURITIES, LLC

BD
CRD#: 32205
HARRISON, NY
Past

March 1, 2011 - May 31, 2012

CETERA INVESTMENT SERVICES LLC

RIA
CRD#: 15340
BEVERLY HILLS, MI
Past

March 1, 2011 - May 31, 2012

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
BEVERLY HILLS, MI
Past

April 23, 2009 - March 10, 2011

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
NORTHVILLE, MI
Past

April 13, 2009 - March 10, 2011

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
DETROIT, MI
Past

December 14, 2007 - January 14, 2009

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
PLYMOUTH, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALIGHT FINANCIAL ADVISORS, LLC
ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA
Registered Investment Advisory firm - (9/13/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Michigan
(6/18/2024)
RR
Michigan
(6/20/2024)
IAR
North Carolina
(6/18/2024)
RR
North Carolina
(6/20/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/3/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/13/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/1/2020
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 10/26/2015
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALIGHT FINANCIAL ADVISORS, LLC
ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA
Registered Investment Advisory firm - (9/13/2011 Approved)
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Contact information

Main Address
9335 Harris Corners Parkway Suite 150, Charlotte, NC 28269
Mailing Address
Phone number
(866) 560-7256
Established
Firm type
Fiscal year end
# of Employees
60

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA ALIGHT IRA ADV PART 2A 2B 03.12.25 (3/31/2025)
AFA PROFESSIONAL MANAGEMENT ADV PART 2A 2B 3.12.25 (3/31/2025)

Regulatory assets under management

Total Number of Accounts197,089
AUM (Assets Under Management)$ 30,882,928,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALIGHT FINANCIAL ADVISORS, LLC

CRD#: 158744Northville, MI

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