Daniel P. Trepanier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Pierre Trepanier was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2008. Daniel had worked at 3 firms and has passed the Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2017 - March 1, 2018
ALPHA TRADING L.P.
January 25, 2017 - July 14, 2017
XAMBALA ASSET MANAGEMENT, LLC
November 1, 2011 - June 29, 2017
XAMBALA CAPITAL, LLC
February 20, 2008 - December 31, 2016
XAMBALA ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ALPHA TRADING L.P.
CRD#: 289434 / SEC#: , 8-69996
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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