LL
Lauren Leong
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 5446070
LL
Professional summary
Lauren Leong, who also goes by Lauren Quach, is a registered financial professional currently at RENAISSANCE INSTITUTIONAL MANAGEMENT LLC located in New York, New York.
Lauren is registered as a RR (Registered Representative) and started their career in finance in 2008. Lauren has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Lauren Quach
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Lauren Leong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2016 - Present
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
Office #1: 800 Third Avenue, New York, NY 10022Office #2: 800 Third Avenue, New York, NY 10022BD
CRD#: 136113
New York, NY
Past
October 1, 2008 - November 13, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
April 23, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/24/2018)
RR
Alaska(4/17/2018)
RR
Arizona(3/28/2018)
RR
Arkansas(4/23/2018)
RR
California(4/4/2018)
RR
Colorado(4/3/2018)
RR
Connecticut(10/30/2018)
RR
Delaware(4/10/2018)
RR
District of Columbia(4/18/2018)
RR
Florida(4/9/2018)
RR
Georgia(5/3/2018)
RR
Hawaii(4/27/2018)
RR
Idaho(3/14/2018)
RR
Illinois(5/16/2018)
RR
Indiana(5/30/2018)
RR
Iowa(3/15/2018)
RR
Kansas(5/15/2018)
RR
Kentucky(3/20/2018)
RR
Louisiana(3/19/2018)
RR
Maine(7/27/2018)
RR
Maryland(4/3/2018)
RR
Massachusetts(5/31/2018)
RR
Michigan(4/4/2018)
RR
Minnesota(4/30/2018)
RR
Mississippi(3/20/2018)
RR
Missouri(4/23/2018)
RR
Montana(5/7/2018)
RR
Nebraska(4/10/2018)
RR
Nevada(3/20/2018)
RR
New Hampshire(7/31/2018)
RR
New Jersey(6/27/2018)
RR
New Mexico(5/2/2018)
RR
New York(11/9/2016)
RR
North Carolina(4/16/2018)
RR
North Dakota(4/10/2018)
RR
Ohio(4/10/2018)
RR
Oklahoma(3/26/2018)
RR
Oregon(6/1/2018)
RR
Pennsylvania(3/19/2018)
RR
Puerto Rico(5/2/2018)
RR
Rhode Island(3/29/2018)
RR
South Carolina(3/28/2018)
RR
South Dakota(3/14/2018)
RR
Tennessee(4/10/2018)
RR
Texas(6/18/2018)
RR
Utah(3/22/2018)
RR
Vermont(4/24/2018)
RR
Virgin Islands(4/24/2018)
RR
Virginia(5/15/2018)
RR
Washington(3/26/2018)
RR
West Virginia(4/12/2018)
RR
Wisconsin(4/11/2018)
RR
Wyoming(4/26/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RI
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
CRD#: 136113 / SEC#: , 8-66971
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
800 Third Avenue, New York, NY 10022
Mailing Address
800 Third Avenue, New York, NY 10022
Phone number
(212) 821-1502
Established
Delaware since 03/18/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
