Byron W. Harlan
NWF ADVISORY SERVICES | Financial Advisor
San Diego, CA 92101
Some features on this profile are disabled
CRD#: 5445973
Professional summary
Byron Wendell Harlan, CFP®, ChFC®, who also goes by Byron Harlan, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in San Diego, California and OSAIC WEALTH, INC. located in San Diego, California.
Byron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Byron has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
Byron Harlan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BYRON HARLAN POSITION: Successor Trustee NATURE: I'm the Successor Trustee to my mother's trust. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/20/2014 ADDRESS: 1240 India St.#1402, San Diego CA 92101, United States DESCRIPTION: There are no duties associated with my role, presently. 2. BYRON HARLAN POSITION: Producer NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/05/2018 ADDRESS: 1240 India Street, #1401, San Diego CA 92101, United States DESCRIPTION: I provide life, disability and long-term care contracts to clients 3. SAN DIEGO UNION-TRIBUNE POSITION: Op Ed Contributor NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/31/2020 ADDRESS: 600 B Street, Suite 1201, San Diego CA 92101, United States DESCRIPTION: The Editorial and Opinion Director asked me to contribute an essay each month. The desired length is, 750-words. 4. BYRON HARLAN POSITION: IAR NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/05/2018 ADDRESS: 1240 India Street, #1401, San Diego CA 92101, United States DESCRIPTION: I'm an IAR at the RIA, New World Financial and I provide investment advice to clients. 5. SAN DIEGO COUNTY TAX PAYERS ASSOCIATION POSITION: Member NATURE: To evaluate the effectiveness and efficiency of county water, electric and trash services. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 09/12/2024 ADDRESS: 2508 Historic Decatur R., San Diego CA 92106, United States DESCRIPTION: To evaluate the effectiveness and efficiency of county water, electric and trash services.
CRS (Client Relationship Summary) - RIA
Click below to view Byron Wendell Harlan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
June 27, 2018 - Present
NWF ADVISORY SERVICES INC
Office #1: 1240 India Street Unit 1402, San Diego, CA 92101RIA
CRD#: 110410
San Diego, CA
Current
June 1, 2018 - Present
OSAIC WEALTH, INC.
RIA
BD
CRD#: 23131
San Diego, CA
Past
March 25, 2017 - April 4, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SAN DIEGO, CA
Past
March 25, 2017 - April 4, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SAN DIEGO, CA
Past
September 12, 2008 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
SAN DIEGO, CA
Past
January 21, 2008 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/22/2023)
RR
California(6/1/2018)
IAR
California(6/27/2018)
RR
Colorado(8/27/2025)
RR
Florida(6/4/2018)
RR
Illinois(6/1/2018)
RR
Maryland(3/7/2025)
RR
Michigan(1/18/2021)
RR
New Mexico(5/1/2019)
RR
New York(6/15/2018)
RR
Pennsylvania(6/4/2018)
RR
Texas(6/2/2018)
RR
Wyoming(2/20/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NWF ADVISORY SERVICES INC
Financial AdvisorCRD#: 110410San Diego, CA 92101TRUST BUT VERIFY
Monitor Byron Harlan
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
