Mario J. Payne
TOAMS FINANCIAL
Jacksonville, FL 32217
Some features on this profile are disabled
CRD#: 5445757
Professional summary
Mario Joseph Payne, CFP® is a registered financial advisor currently at TOAMS FINANCIAL located in Jacksonville, Florida.
Mario is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Mario has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mr. Payne is an Independent Insurance Agent. 2) Mr. Payne is a 9% owner of Let Bob LLC, a software platform (app) offering access to investment strategies and trading automation. 3) Mr. Payne is a 3% owner of Real Estate Cake, Inc., a real estate investors' platform that connects private sellers to buyers. 4) Mr. Payne is a 2% owner of Flood-Con, LLC, an automated stormwater management company. 5) Mr. Payne is a .5% owner of Goodbye Book, and end of life notification app. 6) Mr. Payne is the author of the book The Relax Estate - he Relax Investor 7) Mr. Payne is a member of PSISATB.
CRS (Client Relationship Summary) - RIA
Click below to view Mario Joseph Payne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
February 15, 2019 - Present
TOAMS FINANCIAL
Office #1: 1901 University Blvd W, Jacksonville, FL 32217RIA
CRD#: 300043
Jacksonville, FL
Past
May 31, 2013 - February 12, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
JACKSONVILLE, FL
Past
May 3, 2013 - February 12, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
JACKSONVILLE, FL
Past
January 18, 2008 - May 6, 2013
EDWARD JONES
RIA
CRD#: 250
JACKSONVILLE, FL
Past
December 21, 2007 - May 6, 2013
EDWARD JONES
BD
CRD#: 250
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TOAMS FINANCIAL
LET BOB | TOAMS FINANCIAL | PLANNING SOLUTIONS INTERNATIONAL LLC | MJP FINANCIAL
CRD#: 300043 / SEC#: 801-120648
RIA
Registered Investment Advisory firm - (3/29/2021 Approved)Florida
Registered Investment Advisory firm - (6/8/2021 Terminated)Georgia
Registered Investment Advisory firm - (7/15/2021 Terminated)Tennessee
Registered Investment Advisory firm - (6/9/2021 Terminated)Texas
Registered Investment Advisory firm - (6/8/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/15/2019)
IAR
Georgia(2/26/2020)
IAR
Tennessee(9/11/2019)
IAR
Texas(1/31/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TF
TOAMS FINANCIAL
LET BOB | TOAMS FINANCIAL | PLANNING SOLUTIONS INTERNATIONAL LLC | MJP FINANCIAL
CRD#: 300043 / SEC#: 801-120648
RIA
Registered Investment Advisory firm - (3/29/2021 Approved)Florida
Registered Investment Advisory firm - (6/8/2021 Terminated)Georgia
Registered Investment Advisory firm - (7/15/2021 Terminated)Tennessee
Registered Investment Advisory firm - (6/9/2021 Terminated)Texas
Registered Investment Advisory firm - (6/8/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1901 University Blvd W, Jacksonville, FL 32217
Mailing Address
Phone number
(904) 733-5321
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 628 |
| AUM (Assets Under Management) | $ 106,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TOAMS FINANCIAL
CRD#: 300043Jacksonville, FL 32217TRUST BUT VERIFY
Monitor Mario Payne
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
