Michael R. Noonan
Professional summary
Michael Robert Noonan, who also goes by Michael Robert Noonan, Michael Noonan, is a registered financial professional currently at GUGGENHEIM INVESTOR SERVICES, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 52 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Robert Noonan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2025 - Present
GUGGENHEIM INVESTOR SERVICES, LLC
Office #1: 330 Madison Avenue, New York, NY 10017October 7, 2015 - November 24, 2015
INVESTEC SECURITIES (US) LLC
September 4, 2012 - October 6, 2015
GUGGENHEIM SECURITIES, LLC
November 28, 2011 - September 14, 2012
LLOYDS SECURITIES
April 18, 2011 - October 26, 2011
NATWEST MARKETS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 5/22/2025
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GUGGENHEIM INVESTOR SERVICES, LLC
CRD#: 30096 / SEC#: , 8-44742
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
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