Michelle B. Nguyen
Professional summary
Michelle Bao-chieu Nguyen, CFA, CFP®, who also goes by Michelle B Nguyen, Michelle Bao-chien Nguyen, Michelle Nguyen, is a registered financial advisor currently at FIRST FOUNDATION ADVISORS located in Los Angeles, California.
Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michelle has worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Bao-chieu Nguyen's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2010
Experience
July 8, 2015 - Present
FIRST FOUNDATION ADVISORS
Office #1: 10850 Wilshire Boulevard Suite 100, Los Angeles, CA 90024January 1, 2008 - January 25, 2008
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
FIRST FOUNDATION ADVISORS
CRD#: 106075 / SEC#: 801-35973
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/8/2015)
(1/4/2021)
Exams
Current Firm
FIRST FOUNDATION ADVISORS
CRD#: 106075 / SEC#: 801-35973
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,945 |
| AUM (Assets Under Management) | $ 5,445,880,088 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 12/04/2024 | ||
| 09/27/2024 | ||
| 08/30/2023 | ||
| 02/28/2023 |
Red Flags
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