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Alyssa M Mandara

CRD# 5445567·Registered 2010 - 2018
Previously Registered: Being a previously registered professional could mean that Alyssa is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alyssa M Mandara, who also goes by Alyssa M Miceli, Alyssa Marie Miceli, was a registered financial advisor. Alyssa was a previously registered financial professional and started their career in finance 2010 - 2018. Alyssa had worked at 1 firm and has passed the SIE and Series 52 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alyssa M Miceli, Alyssa Marie Miceli

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

W. H. MELL ASSOCIATES, INC.·CRD# 23635
BD
Summit, NJ
November 12, 2010 - July 20, 2018

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Current Firm

WH
W. H. MELL ASSOCIATES, INC.

COOGAN CAPITAL CORP | W. H. MELL INC. | W. H. MELL ASSOCIATES, INC.

CRD#: 23635 / SEC#: 8-40608
BD
Terminated by SEC on 02/19/2019

Contact Information

Established

New Jersey since 01/16/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MELL, STEVEN BRADLEYPRESIDENT2272807
BEATON, DANIEL STEWARTFINOP4240769
MELL, STEVEN BRADLEYCHIEF COMPLIANCE OFFICER2272807

Disclosures

Regulatory Event

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jul 2018About the SIE exam

Series 52 — Municipal Securities Representative Examination

Passed Nov 2010About the Series 52 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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