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LS

Lucas C. Seely

O'SHAUGHNESSY ASSET MANAGEMENT
STAMFORD, CT 06902
Some features on this profile are disabled
CRD#: 5444771
LS
Lucas Campbell SeelyO'SHAUGHNESSY ASSET MANAGEMENT

Professional summary

Lucas Campbell Seely, CFP®, who also goes by Lucas C Seely, Luke Seely, Lucas Campbell Seely, Lucas Seely, is a registered financial advisor currently at O'SHAUGHNESSY ASSET MANAGEMENT, LLC located in Stamford, Connecticut.

Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Lucas has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Lucas C Seely | Luke Seely | Lucas Campbell Seely | Lucas Seely

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Campbell Seely's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

July 13, 2026 - Present

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

Office #1: 100 First Stamford Place, Stamford, CT 06902
RIA
CRD#: 144594
STAMFORD, CT
Past

July 13, 2021 - May 19, 2022

UNITED CAPITAL FINANCIAL ADVISORS

RIA
CRD#: 134600
WESTPORT, CT
Past

May 10, 2018 - May 20, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
GREENWICH, CT
Past

May 10, 2018 - May 20, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
GREENWICH, CT
Past

September 6, 2016 - August 28, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
Greenwich, CT
Past

September 6, 2016 - August 28, 2017

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
Greenwich, CT
Past

June 14, 2013 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

RIA
CRD#: 2525
GREENWICH, CT
Past

June 14, 2013 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
GREENWICH, CT
Past

May 3, 2012 - January 8, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NASHVILLE, TN
Past

April 18, 2012 - January 8, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NASHVILLE, TN
Past

July 15, 2008 - August 29, 2011

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
O'SHAUGHNESSY ASSET MANAGEMENT, LLC

CRD#: 144594 / SEC#: 801-68177

RIA
Registered Investment Advisory firm - (7/25/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(7/13/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/2/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/5/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/14/2008
General Securities Representative Examination

Current Firm

OA
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
O'SHAUGHNESSY ASSET MANAGEMENT, LLC

CRD#: 144594 / SEC#: 801-68177

RIA
Registered Investment Advisory firm - (7/25/2007 Approved)
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Contact information

Main Address
100 First Stamford Place, Stamford, CT 06902
Mailing Address
Phone number
(203) 975-3333
Established
Firm type
Fiscal year end
# of Employees
103

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OSAM FORM ADV PART 2 (12-2025) FINAL (12/16/2025)

Regulatory assets under management

Total Number of Accounts11,156
AUM (Assets Under Management)$ 19,782,138,121

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

CRD#: 144594Stamford, CT 06902

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