Careena Patel

WEALTH BENEFIT ADVISORS

LANTANA, TX

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CRD#: 5444676

Professional summary

Careena Patel, who also goes by Careena Twinkle Patel, Twinkle Patel, Twinkle Pravinchandra Patel, is a registered financial advisor currently at WEALTH BENEFIT ADVISORS, LLC located in Lantana, Texas.

Careena is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Careena has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Careena Twinkle Patel | Twinkle Patel | Twinkle Pravinchandra Patel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PINNACLE WEALTH; INVESTMENT RELATED; LONDON, UK, FINANCIAL ADVISER; START DATE: 7/2024; APPROXIMATELY 150 HRS/MO; PROVIDES FINANCIAL PLANNING SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Careena Patel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2024 - Present

WEALTH BENEFIT ADVISORS, LLC

RIA

CRD#: 6413

GLASTONBURY, CT

Past

May 18, 2010 - June 1, 2011

NEWALLIANCE INVESTMENTS, INC.

CRD#: 126880

MANCHESTER, CT

Past

November 4, 2009 - April 7, 2010

EDWARD JONES

RIA

CRD#: 250

WEST HARTFORD, CT

Past

September 23, 2009 - April 7, 2010

EDWARD JONES

CRD#: 250

WEST HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH BENEFIT ADVISORS, LLC

CRD#: 319324 / SEC#: 801-123705

RIA

Registered Investment Advisory firm - (4/14/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/3/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/2009

General Securities Representative Examination

Current Firm

WEALTH BENEFIT ADVISORS, LLC

CRD#: 319324 / SEC#: 801-123705

RIA

Registered Investment Advisory firm - (4/14/2022 Approved)

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Contact information

Main Address

1225 North Loop West Suite 815, Houston, TX 77008

Mailing Address

Phone number

(713) 980-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WBA ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	461
AUM (Assets Under Management)	$ 306,991,305

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Careena Patel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Careena Patel's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGSWOOD WEALTH ADVISORS, LLC

KINGSWOOD CAPITAL PARTNERS, LLC

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA SECURITIES INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NEWALLIANCE INVESTMENTS, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

WEALTH BENEFIT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/3/2009

SIE

Date: 10/1/2018

Series 7

Date: 9/22/2009

Current Firm

WEALTH BENEFIT ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH BENEFIT ADVISORS, LLC

TRUST BUT VERIFY

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