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KA

Kamran Ali

CRD# 5444477·Registered 2007 - 2024
Previously Registered: Being a previously registered professional could mean that Kamran is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kamran Ali, who also goes by Kamran Parvez Ali, was a registered financial advisor. Kamran was a previously registered financial professional and started their career in finance 2007 - 2024. Kamran had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kamran Parvez Ali

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

ASPIRATION FINANCIAL LLC·CRD# 291904
BD
Marina Del Rey, CA
April 8, 2022 - May 2, 2024
LIGHTSPEED FINANCIAL SERVICES GROUP LLC·CRD# 104369
BD
Morristown, NJ
March 15, 2021 - March 15, 2022
LIGHTSPEED FINANCIAL SERVICES GROUP LLC·CRD# 104369
BD
New York, NY
May 1, 2018 - October 15, 2020
LIGHTSPEED TRADING, LLC·CRD# 35519
BD
New York, NY
March 10, 2015 - May 7, 2018
BERNARD HEROLD & CO., INC.·CRD# 6193
BD
New York, NY
March 28, 2011 - March 2, 2015
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Melville, NY
April 17, 2008 - May 4, 2010
COMMERCE ONE FINANCIAL INC.·CRD# 100340
BD
Huntington Station, NY
December 5, 2007 - January 24, 2008

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Current Firm

AF
ASPIRATION FINANCIAL LLC

ASPIRATION FINANCIAL LLC

CRD#: 291904 / SEC#: 8-70066
BD
Terminated by SEC on 07/24/2024

Contact Information

Established

Delaware since 12/04/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ASPIRATION PARTNERS, INC.SOLE MEMBER—
BEATON, DANIEL STEWARTPRINCIPAL FINANCIAL OFFICER4240769
BERGIN, MATTHEW WILLIAMCHIEF EXECUTIVE OFFICER, PRINCIPAL OPERATIONS OFFICER, CCO2287471

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2016About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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