Malik S. Lee

FELTON & PEEL WEALTH MANAGEMENT

Atlanta, GA 30339

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CRD#: 5443462

Professional summary

Malik S Lee, CFP® is a registered financial advisor currently at FELTON & PEEL WEALTH MANAGEMENT, INC. located in Atlanta, Georgia.

Malik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Malik has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT INSURANCE AGENT, INSURANCE PRODUCT AND SERVICES SALES, 12-20 HOURS PER MONTH 2. FELTON & PEEL TAX SERVICES, LLC, OWNER, PROVIDES TAX PLANNING AND PREPARATION SERVICES THROUGH 12-20 HOURS PER MONTH 3. KLONDIKE FINANCIAL, LLC, MEMBER AND THE CHIEF EXECUTIVE OFFICER, MOBILE APP BUSINESS, SPENDS ABOUT 5 - 10 HOURS PER MONTH 4. CHURCH WITHOUT WALLS MINISTRIES, 102 N 85 PKWY, SUITE B, FAYETTEVILLE, GA 30214, RELIGIOUS ORGANIZATION, VOLUNTEER BOARD MEMBER, TREASURER, 8 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS, IMPLEMENTING FINANCIAL RECORD KEEPING POLICIES AND OVERSEE BUDGET COMMITTEE. 5. POSTERCHILD UNLIMITED, LLC, 101 MARIETTA ST., 12TH FL, ATLANTA, GA 30303, MARKETING AND EVENT PLANNING, CHIEF MARKETING OFFICER, 10 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS, ORGANIZING AND PLANNING SPECIAL EVENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Malik S Lee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

August 23, 2018 - Present

FELTON & PEEL WEALTH MANAGEMENT, INC.

Office #1: 2 Ballpark Center 800 Battery Avenue Se, Suite 100, Atlanta, GA 30339

RIA

CRD#: 298495

Atlanta, GA

Past

August 28, 2024 - May 14, 2025

KLONDIKE FINANCIAL, LLC

RIA

CRD#: 331193

DALLAS, GA

Past

October 30, 2013 - August 15, 2018

HENSSLER FINANCIAL

RIA

CRD#: 104545

KENNESAW, GA

Past

September 6, 2013 - August 15, 2018

ALPS DISTRIBUTORS, INC.

CRD#: 16853

KENNESAW, GA

Past

March 1, 2011 - July 15, 2013

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

SMYRNA, GA

Past

February 24, 2011 - July 15, 2013

SECURITIES AMERICA, INC.

CRD#: 10205

ATLANTA, GA

Past

January 12, 2009 - March 10, 2011

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ATLANTA, GA

Past

December 10, 2008 - March 10, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ATLANTA, GA

Past

February 12, 2008 - August 26, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ATLANTA, GA

Past

January 15, 2008 - August 26, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/23/2018)

IAR

New York
(7/29/2021)

IAR

South Carolina
(6/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/6/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/14/2008

General Securities Representative Examination

Current Firm

FELTON & PEEL WEALTH MANAGEMENT, INC.

CRD#: 298495 / SEC#:

Georgia

Registered Investment Advisory firm - (8/23/2018 Approved)

New York

Registered Investment Advisory firm - (9/25/2018 Approved)

South Carolina

Registered Investment Advisory firm - (6/28/2024 Approved)

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Contact information

Main Address

2 Ballpark Center 800 Battery Avenue Se, Suite 300, Atlanta, GA 30339

Mailing Address

Phone number

(404) 424-9570

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	143
AUM (Assets Under Management)	$ 32,751,402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Malik S. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Malik S Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

KLONDIKE FINANCIAL, LLC

HENSSLER FINANCIAL

ALPS DISTRIBUTORS, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 2/6/2008

SIE

Date: 8/15/2018

Series 7

Date: 1/14/2008

Current Firm

FELTON & PEEL WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FELTON & PEEL WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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