MW
Michael F. Wiercinski
KESTRA ADVISORY SERVICES
FRANKLIN, NC 28734
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CRD#: 5442335
MW
Professional summary
Michael Francis Wiercinski, who also goes by Mike Wiercinski, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Franklin, North Carolina and KESTRA INVESTMENT SERVICES, LLC located in Franklin, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Wiercinski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: MOUNTAIN ROCK WEALTH MANAGEMENT Investment Related: Yes Address: 175 EAST MAIN STREET STE C FRANKLIN NC 28734 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President Start Date: 10/28/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advice and Financial Planning Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Bldg 2, Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 11/15/2019 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: IAR Business Name: ST FRANCIS OF ASSISI CATHOLIC CHURCH POSITION: Parish Finance Council Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/04/2022 ADDRESS: 299 Maple Street, Franklin NC 28734 DESCRIPTION: I will be on the Parish Finance Council for my local catholic church. I didn't want to be, but our priest asked me. We (the Council) oversee the church's budget, bookkeeping, and accounting. My main job is to review statements, and hopefully catch any clerical/data entry mistakes, which are rare.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Francis Wiercinski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2019 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 175 East Main St Ste C, Franklin, NC 28734RIA
CRD#: 283330
FRANKLIN, NC
Current
November 15, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 175 East Main Street Suite C, Franklin, NC 28734BD
CRD#: 42046
Franklin, NC
Past
April 29, 2010 - October 25, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FRANKLIN, NC
Past
April 29, 2010 - October 25, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FRANKLIN, NC
Past
December 21, 2007 - May 7, 2010
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
ASHEVILLE, NC
Past
December 4, 2007 - May 7, 2010
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
ASHEVILLE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/7/2025)
RR
Arkansas(11/15/2019)
RR
Florida(1/13/2020)
RR
Georgia(7/31/2024)
RR
Kentucky(12/13/2021)
RR
Missouri(12/2/2019)
RR
Nevada(4/12/2024)
RR
New Mexico(8/28/2024)
IAR
North Carolina(11/15/2019)
RR
North Carolina(11/20/2019)
RR
Ohio(7/11/2025)
RR
Pennsylvania(11/15/2019)
RR
South Carolina(5/2/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
