Mikhail Elfant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mikhail Elfant, who also goes by Michael Elfant, was a registered financial professional .
Mikhail is a previously registered financial professional and started their career in finance in 2007. Mikhail had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2020 - September 5, 2020
TRIBAL CAPITAL MARKETS, LLC
March 5, 2012 - December 17, 2019
R.W.PRESSPRICH & CO.
February 22, 2012 - March 5, 2012
COHEN & COMPANY SECURITIES, LLC
September 16, 2010 - February 17, 2012
COHEN & COMPANY CAPITAL MARKETS, LLC
December 7, 2007 - October 4, 2010
COHEN & COMPANY SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TRIBAL CAPITAL MARKETS, LLC
CRD#: 38901 / SEC#: , 8-48460
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
