Jessica M. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessica Mosby Martin, who also goes by Jessica Mosby Martin, Jessica Lee Mosby, was a registered financial professional .
Jessica is a previously registered financial professional and started their career in finance in 2008. Jessica had worked at 8 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2023 - January 25, 2024
ACORNS
January 3, 2023 - January 25, 2024
ACORNS SECURITIES, LLC
May 15, 2020 - January 4, 2023
NEWEDGE ADVISORS
May 13, 2020 - January 13, 2023
LPL FINANCIAL LLC
May 17, 2018 - May 14, 2020
B. RILEY WEALTH MANAGEMENT
May 15, 2018 - May 14, 2020
B. RILEY WEALTH MANAGEMENT
January 10, 2017 - May 22, 2018
KELMAN LAZAROV INC
January 3, 2017 - May 21, 2018
MUTUAL SECURITIES, INC.
March 20, 2009 - January 10, 2017
B. RILEY WEALTH MANAGEMENT
February 27, 2009 - January 10, 2017
B. RILEY WEALTH MANAGEMENT
June 19, 2008 - March 9, 2009
STANFORD GROUP COMPANY
April 9, 2008 - March 9, 2009
STANFORD GROUP COMPANY
Primary Firm SEC Registration
ACORNS
CRD#: 165926 / SEC#: 801-78602
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
ACORNS
CRD#: 165926 / SEC#: 801-78602
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,813,137 |
| AUM (Assets Under Management) | $ 10,380,859,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 11/28/2023 | ||
| 04/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
