DV
David L. Van Rensselaer
360 FINANCIAL PARTNERS
Mount Pleasant, SC 29464
Some features on this profile are disabled
CRD#: 5440950
DV
Professional summary
David Leo Van Rensselaer JR., who also goes by David Leo Van Rensselaer, David Leo Vanrensselaer Jr., David Vanrensselaer, is a registered financial advisor currently at 360 FINANCIAL PARTNERS, LLC located in Mount Pleasant, South Carolina and STONEX SECURITIES INC. located in Mt. Pleasant, South Carolina.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. David has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Leo Van Rensselaer | David Leo Vanrensselaer Jr. | David Vanrensselaer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 360 FINANCIAL PARTNERS, LLC (DBA);LLC;0% OWNERSHIP;89%TIME SPENT;90%COMP;AGENT;INDEFINITE TERM 2) 360 FINANICAL PARTNERS,LLC;INSURANCE SALES;0% OWNERSHIP;10% TIME 3) 360 FINANCIAL PARTNERS, LLC. YES, INVESTMENT RELATED; 1081 JOHNNIE DODDS BLVD, STE 100, MT PLEASANT, SC 29464; RIA; INVESTMENT ADVISOR REP; 06/30/2014; 80 HOURS PER MONTH INCLUDING SEC TRADING HOURS; ASSET MANAGEMENT, FINANCIAL PLANNING, RETIREMENT PLANNING. 4) DVR Holdings LLC; Investment related; Georgetown, SC; Investment property; 25% owner; 10/3/2024; 8 hrs/month, 0 during trading hours; property upkeep, management, and delegation of repairs and upkeep
CRS (Client Relationship Summary) - RIA
Click below to view David Leo Van Rensselaer JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2014 - Present
360 FINANCIAL PARTNERS, LLC
Office #1: 1081 Johnnie Dodds Blvd. Ste 100, Mount Pleasant, SC 29464RIA
CRD#: 169280
Mount Pleasant, SC
Current
April 28, 2014 - Present
STONEX SECURITIES INC.
Office #1: 1081 Johnnie Dodds Blvd Suite 100, Mt. Pleasant, SC 29464BD
CRD#: 18456
Mt. Pleasant, SC
Past
November 8, 2012 - April 29, 2014
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
MT. PLEASANT, SC
Past
November 5, 2012 - April 29, 2014
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
MT. PLEASANT, SC
Past
August 24, 2009 - November 8, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHARLESTON, SC
Past
August 19, 2009 - November 8, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHARLESTON, SC
Past
October 30, 2008 - August 18, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CHARLESTON, SC
Past
July 1, 2008 - August 18, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CHARLESTON, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
3F
360 FINANCIAL PARTNERS, LLC
360 FINANCIAL PARTNERS, LLC
CRD#: 169280 / SEC#: 801-123075
RIA
Registered Investment Advisory firm - (1/19/2022 Approved)Florida
Registered Investment Advisory firm - (3/17/2022 Terminated)Georgia
Registered Investment Advisory firm - (3/18/2022 Terminated)Louisiana
Registered Investment Advisory firm - (3/25/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/1/2022 Terminated)South Carolina
Registered Investment Advisory firm - (3/17/2022 Terminated)Texas
Registered Investment Advisory firm - (3/17/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/17/2021)
RR
Massachusetts(4/28/2014)
RR
North Carolina(4/28/2014)
RR
South Carolina(4/28/2014)
IAR
South Carolina(6/30/2014)
IAR
Texas(4/7/2016)
RR
Texas(11/6/2019)
RR
Utah(4/28/2014)
RR
Virginia(11/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
3F
360 FINANCIAL PARTNERS, LLC
360 FINANCIAL PARTNERS, LLC
CRD#: 169280 / SEC#: 801-123075
RIA
Registered Investment Advisory firm - (1/19/2022 Approved)Florida
Registered Investment Advisory firm - (3/17/2022 Terminated)Georgia
Registered Investment Advisory firm - (3/18/2022 Terminated)Louisiana
Registered Investment Advisory firm - (3/25/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/1/2022 Terminated)South Carolina
Registered Investment Advisory firm - (3/17/2022 Terminated)Texas
Registered Investment Advisory firm - (3/17/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1081 Johnnie Dodds Blvd. Ste 100, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 216-1077
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 517 |
| AUM (Assets Under Management) | $ 159,178,997 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
