Ryan Miles
Professional summary
Ryan Miles, who also goes by Ryan D Miles, Ryan Daniel Miles, is a registered financial professional currently at REGIONS SECURITIES LLC located in Dallas, Texas.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2007. Ryan has worked at 4 firms and has passed the Series 63, SIE, Series 79TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Miles's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2019 - Present
REGIONS SECURITIES LLC
Office #1: 1717 Mckinney Avenue, Dallas, TX 75202May 16, 2013 - July 12, 2013
BBVA SECURITIES INC.
March 24, 2010 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
December 11, 2007 - December 16, 2008
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2019)
Exams
Series 79TO
Date: 6/20/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
REGIONS SECURITIES LLC
CRD#: 159475 / SEC#: , 8-68990
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RFC FINANCIAL SERVICES HOLDING LLC | PARENT | |
| AMIN, RITVIG NIPENDRA | CHAIRMAN OF THE BOARD & DIRECTOR | 2901218 |
| GIARDINO, NEIL | CEO, PRESIDENT AND DIRECTOR | 2428962 |
| HOLLOWAY, GLENN CHRISTOPHER | FINOP, CFO, PFO, POO & DIRECTOR | 4566759 |
| MAGGIORE, JILL WRIGHT | CHIEF COMPLIANCE OFFICER & DIRECTOR | 1001068 |
| MAXWELL, JASON MATTHEW | CHIEF LEGAL OFFICER & DIRECTOR | 5997125 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
REGIONS SECURITIES LLC
CRD#: 159475Dallas, TX 75202TRUST BUT VERIFY
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