TS
Thomas Scotto
TRUSTEE EMPOWERMENT & PROTECTION
Staten Island, NY 10308
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CRD#: 5440556
TS
Professional summary
Thomas Scotto is a registered financial advisor currently at TRUSTEE EMPOWERMENT & PROTECTION, INC. located in Staten Island, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Thomas has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Scotto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2021 - Present
TRUSTEE EMPOWERMENT & PROTECTION, INC.
Office #1: 3948 Amboy Road, Staten Island, NY 10308RIA
CRD#: 108249
Staten Island, NY
Past
January 26, 2010 - December 31, 2018
TRUSTEE EMPOWERMENT & PROTECTION, INC.
RIA
CRD#: 108249
STATEN ISLAND, NY
Past
December 20, 2007 - August 13, 2018
CSSC BROKERAGE SERVICES, INC.
BD
CRD#: 141630
STATEN ISLAND, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TE
TRUSTEE EMPOWERMENT & PROTECTION, INC.
CSSC INVESTMENT ADVISORY SERVICES, INC. | TRUSTEE EMPOWERMENT & PROTECTION, INC.
CRD#: 108249 / SEC#: 801-60944
RIA
Registered Investment Advisory firm - (2/21/2002 Approved)California
Registered Investment Advisory firm - (3/26/2002 Terminated)Connecticut
Registered Investment Advisory firm - (3/25/2002 Terminated)Delaware
Registered Investment Advisory firm - (3/25/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (3/25/2002 Terminated)Florida
Registered Investment Advisory firm - (3/25/2002 Terminated)Indiana
Registered Investment Advisory firm - (9/28/2002 Terminated)Iowa
Registered Investment Advisory firm - (3/25/2002 Terminated)Kentucky
Registered Investment Advisory firm - (3/25/2002 Terminated)Maine
Registered Investment Advisory firm - (3/26/2002 Terminated)Maryland
Registered Investment Advisory firm - (3/28/2002 Terminated)Massachusetts
Registered Investment Advisory firm - (3/25/2002 Terminated)Michigan
Registered Investment Advisory firm - (3/25/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (3/25/2002 Terminated)New York
Registered Investment Advisory firm - (3/31/2002 Cancelled)North Carolina
Registered Investment Advisory firm - (3/25/2002 Terminated)Ohio
Registered Investment Advisory firm - (3/25/2002 Terminated)Rhode Island
Registered Investment Advisory firm - (4/10/2002 Terminated)Texas
Registered Investment Advisory firm - (3/25/2002 Terminated)Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)West Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(8/20/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TE
TRUSTEE EMPOWERMENT & PROTECTION, INC.
CSSC INVESTMENT ADVISORY SERVICES, INC. | TRUSTEE EMPOWERMENT & PROTECTION, INC.
CRD#: 108249 / SEC#: 801-60944
RIA
Registered Investment Advisory firm - (2/21/2002 Approved)California
Registered Investment Advisory firm - (3/26/2002 Terminated)Connecticut
Registered Investment Advisory firm - (3/25/2002 Terminated)Delaware
Registered Investment Advisory firm - (3/25/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (3/25/2002 Terminated)Florida
Registered Investment Advisory firm - (3/25/2002 Terminated)Indiana
Registered Investment Advisory firm - (9/28/2002 Terminated)Iowa
Registered Investment Advisory firm - (3/25/2002 Terminated)Kentucky
Registered Investment Advisory firm - (3/25/2002 Terminated)Maine
Registered Investment Advisory firm - (3/26/2002 Terminated)Maryland
Registered Investment Advisory firm - (3/28/2002 Terminated)Massachusetts
Registered Investment Advisory firm - (3/25/2002 Terminated)Michigan
Registered Investment Advisory firm - (3/25/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (3/25/2002 Terminated)New York
Registered Investment Advisory firm - (3/31/2002 Cancelled)North Carolina
Registered Investment Advisory firm - (3/25/2002 Terminated)Ohio
Registered Investment Advisory firm - (3/25/2002 Terminated)Rhode Island
Registered Investment Advisory firm - (4/10/2002 Terminated)Texas
Registered Investment Advisory firm - (3/25/2002 Terminated)Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)West Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)PREMIUM
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Contact information
Main Address
755 West Big Beaver Road Suite 101, Troy, MI 48084-4904
Mailing Address
Phone number
(248) 797-0500
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 8,517,499 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
