Brian P. Doohan
Professional summary
Brian Patrick Doohan, who also goes by Brian Patrick Doohan Esq, is a registered financial professional currently at MAN INVESTMENTS INC. located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2008. Brian has worked at 2 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Patrick Doohan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2016 - Present
MAN INVESTMENTS INC.
Office #1: 1345 Avenue Of The Americas 21st Floor, New York, NY 10105April 23, 2014 - October 20, 2016
COMMONFUND SECURITIES, INC.
June 30, 2010 - April 10, 2014
MAN INVESTMENTS INC.
January 15, 2008 - June 18, 2010
COMMONFUND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2016)
(10/31/2016)
Exams
FINRA
Current Firm
MAN INVESTMENTS INC.
CRD#: 15770 / SEC#: , 8-32575
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
