Mitchell Marriott

DECKER RETIREMENT PLANNING

Sausalito, CA 94965

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CRD#: 5440188

Professional summary

Mitchell Marriott, who also goes by Mitchell Eugene Marriott, is a registered financial advisor currently at DECKER RETIREMENT PLANNING INC. located in Sausalito, California.

Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Mitchell has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mitchell Eugene Marriott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ESCAPE FROM SAN QUENTIN; NOT INV. RELATED; CORTE MADERA, CA; 66% OWNERSHIP WITH SPOUSE; START DATE 8/30/2019; 4 HRS PER MONTH; 0 HRS DURING TRADING. NOTARY PUBLIC, NOT INV RELATED, CARTE MADERA, CA, NOTARY, START DATE: 12/12/23, 1 HRS PER MONTH, 0 HRS DURING TRADING;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Marriott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2025 - Present

DECKER RETIREMENT PLANNING INC.

Office #1: 1 Harbor Dr 3rd Floor, Sausalito, CA, 94965

RIA

CRD#: 8174

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DECKER RETIREMENT PLANNING INC.

CRD#: 284281 / SEC#: 801-120733

RIA

Registered Investment Advisory firm - (4/7/2021 Approved)

California

Registered Investment Advisory firm - (6/17/2021 Terminated)

Idaho

Registered Investment Advisory firm - (4/14/2021 Terminated)

Nevada

Registered Investment Advisory firm - (6/9/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/14/2021 Terminated)

Utah

Registered Investment Advisory firm - (4/14/2021 Terminated)

Washington

Registered Investment Advisory firm - (5/14/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/18/2025)

IAR

Utah
(9/22/2025)

IAR

Washington
(9/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/12/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/5/2007

General Securities Representative Examination

Current Firm

DECKER RETIREMENT PLANNING INC.

CRD#: 284281 / SEC#: 801-120733

RIA

Registered Investment Advisory firm - (4/7/2021 Approved)

California

Registered Investment Advisory firm - (6/17/2021 Terminated)

Idaho

Registered Investment Advisory firm - (4/14/2021 Terminated)

Nevada

Registered Investment Advisory firm - (6/9/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/14/2021 Terminated)

Utah

Registered Investment Advisory firm - (4/14/2021 Terminated)

Washington

Registered Investment Advisory firm - (5/14/2021 Terminated)

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Contact information

Main Address

2889 W Ashton Blvd. Suite 125, Lehi, UT 84043

Mailing Address

Phone number

(855) 425-4566

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (9/9/2025)

Regulatory assets under management

Total Number of Accounts	2,461
AUM (Assets Under Management)	$ 285,093,119

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mitchell Marriott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Marriott's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

ALPHA WEALTH MANAGEMENT AND PLANNING LLC

LPL FINANCIAL LLC

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

DECKER RETIREMENT PLANNING INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/12/2008

SIE

Date: 10/1/2018

Series 7

Date: 12/5/2007

Current Firm

DECKER RETIREMENT PLANNING INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DECKER RETIREMENT PLANNING INC.

TRUST BUT VERIFY

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